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This is a working paper prepared in
Spring 2003 by the staff of the
Presidents Council on Bioethics. It was discussed at the Council's
March 2003 meeting. It was prepared by staff solely to aid discussion,
and does not represent the official views of the Council or of the United
States Government.
Original at:
http://www.bioethics.gov/background/better_memories.html#endnote18
STAFF WORKING PAPER
“Better” Memories? The Promise and
Perils of Pharmacological Interventions
This working paper seeks to provide background for considering the ethical
questions raised by our growing biotechnical abilities to improve or alter
human memory. The reasons for seeking such abilities are, at first glance,
easy to understand. Because of the centrality of memory in all that we do
and are, memory loss has far-reaching and potentially devastating
consequences. Perhaps no disease elicits as much horror, sympathy, or
biomedical urgency as Alzheimer’s Disease. We rightly shudder at the
prospect of forgetting our own past or not recognizing our loved ones; of
being forgotten by an ailing Alzheimer’s patient; or of having our own
identity “die” to ourselves while we are still living. There is a massive
research effort underway to understand Alzheimer’s Disease, and much public
support for memory research in particular and brain research more generally
is focused on curing this and other memory-destroying diseases.
But the human desire to “improve,” “control,” or “fix” our memory is not
merely medical and therapeutic, and memory loss is not the only memory
problem. Recognizing the desire of most people for quicker, sharper, and
more reliable memories, many researchers are explicitly pursuing drugs or
other pharmacological agents that might improve our “normal” capacity to
remember; that might enhance the cognitive performance of both
under-achievers (with below normal “memory IQs”) and over-achievers (who
cannot bear simply to be “normal”); and that might prevent, halt, or reverse
age-related memory decline.
In addition to efforts aimed at increasing our power to remember, the
goal of producing “better memories” fosters pharmacological efforts aimed at
decreasing the necessity of remembering bad things or at reducing the
emotional sting of our worst memories. This new class of drugs has the great
potential to help those who suffer from traumatic and life-disordering
memories, increasing their chances of living, at least partially, a normal
life. Yet these drugs also raise new possibilities for abuse and misuse. And
even in their most welcome uses, they raise profound questions about the
relationship between our subjective experience of memory and the true nature
of what we remember.
Before we can begin to make sense of the new science of memory and the
biotechnical powers it might set before us, we need to consider the human
meaning of memory itself: in particular, we need to consider what memory is,
what it would mean to improve it, and how it goes wrong.1
The analysis that follows aims to provide a survey of some of the major
issues and questions, not a comprehensive account. Some important matters
are briefly noted without being fully considered, and other important issues
are left out altogether. Yet we hope it provides sufficient background for
considering the human significance of new pharmacological efforts to produce
“better memories”: this includes interventions aimed at improving our
capacity to remember new things, but especially interventions aimed at
dulling or selectively blocking our most painful memories.
I. The Different Types of Memory
Any effort to understand “human memory,” let alone improve “it,” must
confront a simple, if not always obvious, fact: Memory is not a singular
phenomenon. Neither is it mediated by a single biological or psychological
“system”: there are many types of remembering and forgetting.2
We remember phone numbers we need only once and the phone numbers we use
everyday; we remember the names of old classmates we barely knew and the
experiences we shared with our oldest and closest friends; we remember the
day we were mugged and the day we were married; we remember how to ride a
bicycle and how to speak a foreign language; we remember the soldiers who
died in World War II and the names and dates for tomorrow’s American History
exam; we remember how to drive home from work and what we look like in the
mirror. All of the above are surely acts of memory; but each of them
involves different ways of remembering, and each of them has a different
significance and meaning.
Human memory also looks different when viewed from various human
perspectives: There is the vision of the novelist or artist, who
attempts to capture descriptively and imaginatively the lived experience of
memory; the vision of the philosopher or theologian, who seeks
wisdom about the nature of memory and its relationship to human experience
and the good life; the vision of the psychologist or clinician, who
attempts to research, test, and discover how memory works and how to keep it
intact; and the vision of the neuroscientist, who studies the
workings of the brain itself: by dissecting and studying the brains of
non-human animals, by conducting chemical tests on human patients, or by
taking pictures of the human brain at work.3
Much of modern neuroscience has attempted to integrate the study of the
“mind” and the “brain”; and at least one prominent neuroscientist sees the
study of memory as the “Rosetta Stone”—that is, as a way to translate
between the biological workings of the brain itself and the subjective
experiences of those whose brain is at work or malfunctioning.
One of the goals of modern memory research is to organize and describe
the different types of memory and “memory systems.” These include
“short-term memory” and “long-term memory”; “explicit memory” and “implicit
memory”; “eidetic memory” and “time-bound memory”; “voluntary memory” and
“involuntary memory”; “semantic memory” and “episodic memory.” These models
of memory are neither fixed nor mutually exclusive; and much of memory
research is an effort to refine and perfect how we understand memory’s many
faces. But building proper models of memory is, as philosopher Eva Brann
argues, no easy task, relying as it must on metaphors and images:
The mechanism of memory itself is conceived of in terms of various
models. It may be like a date-stamping machine that time-tags each
perceptual event, or like a filing cabinet that is already predated and
organized sequentially, or like a fading photograph that indicates time by
waning vividness, or like an archaeological dig where dating inferences
are made from context, or like a book with cross-references from which one
can reconstruct the order of publication, that is, of perceptual
occurrence. Sometimes neurophysiologically based systems are
distinguished: “procedural memory” for motor skills, “semantic memory” for
languages and facts, “working memory” for temporal order, “episodic
memory” for personal experience. Often the memory is analyzed in terms of
its structures and the depth as well as the capacity of their levels:
immediate and fast-decaying sensory or “iconic” memory, short-term memory
where all that is needed for present working purposes is stored, and
long-term memory, our deep storage. These models are, of course and of
necessity, figurative. Metaphors structure much of our experience in any
case. But when we represent interiority we have practically no means
except metaphor…4
And yet, as alluded to above, the goal of modern neuroscience over last
few decades has been to move beyond metaphor by uncovering
scientifically how these different types of memory correspond with the
specific functions, sections, or activities of the brain itself. As Steven
Rose describes in his book The Making of Memory: From Molecules to Mind:
Brain language has many dialects, spoken by many sorts of
biologists—physiologists, biochemists, anatomists—and handles its claims
to objectivity with confidence. Mind language can be—generally
is—subjective, the language of everyday life, or of the poet or novelist.
But in the hands of psychologists, it too aspires towards objectivity. One
of the tasks of the new breed of neuroscientist… is to learn how to
translate between the two objective languages of mind and brain. To help
that translation we need a Rosetta stone, some inscription in which the
two languages, the Greek of mind and the hieroglyphs of brain, can be read
in parallel and the interpretation rules deciphered. Deciphering
translation rules is not the same as reducing one language to the other.
The Greek is never replaced by the Egyptian; the mind is never replaced by
the brain. Instead, we have two distinct and legitimate languages, each
describing the same unitary phenomena of the material world. The separate
histories of these languages as they have developed over the past century
have hitherto made them sometimes rivals, sometimes allies. But… the
prospect of unity, of healing old divisions and of learning the
translation rules, has never seemed brighter.
5
The first goal of modern memory research, in other words, is to give an
objective or scientific account of subjective experience; it is to leave
metaphor behind, or at least to verify in the brain which metaphors of the
mind are true and which are false. But there is a second, more practical
goal as well. Researchers seek to use our knowledge of how memory works—how
the specific functions of the brain shape our lived experience of memory—to
fix, alter, or manipulate its workings: specifically, to cure dreaded memory
disorders, to improve the quality of everyday memory, or to achieve a more
perfect control of what we remember and forget. Before moving to describe
these potential new powers, it is worth considering both what a “better
memory” might mean and the different ways that memory fails.
II. What is a “Better” Memory?
To speak about “better memory” is to imply some notion of “best” or
“perfect” memory. But it is not easy to specify what having a “perfect”
memory in fact means. Perhaps the most obvious reply is that an individual
with a perfect memory would never forget anything; he would
remember every fact, every face, every encounter, every piece of
information, every transgression that he commits himself or suffers at the
hands of others. But it does not take much reflection to see that such
indiscriminate and perfect recall would be not a blessing but a curse. We
would suffer like the Jorge Luis Borges character, “Funes, the Memorious,”
who describes his “all-too-perfect” memory as “a garbage disposal”; or like
the famous memory patient Shereshevskii, whose photographic memory prevented
him from forming normal human relationships. Such total and indiscriminate
recall may also make it more difficult to distinguish between big and small,
important and trivial, needed and unnecessary, mere facts and their
significance.
Perhaps a “perfect” memory means remembering only what we desire,
or what we find desirable when we experience it. But this, too, does not
seem quite right. For much that is most worth remembering is not by nature
desirable; and much that seems undesirable when we first experience it only
reveals its true significance, meaning, or value in our lives much later. To
remember only what is desirable is to imagine ourselves as more autonomous
than we really are—i.e., in full control of our memories—and thus to presume
more wisdom than we really have at any given moment. It is also to diminish
our horizons: Our memory would become little more than a sequence of
seemingly desirable “presents,” with no way to relate past, present, and
future into a maturing identity.
Perhaps a “perfect” memory means remembering things “as they really
are” or “as they actually happen.” This seems closer to the
truth—though giving an account of what this actually means is rather
difficult. It is also only partially the truth. To remember things as they
are offers no guidance about what is worth remembering. It provides
no insight into the difference between simply cataloging events (the “brain”
as camera) and discerning their meaning (the “mind” as photographer and
editor). This dilemma raises further questions: Is memory more like an
artistic vision (interpretive, creative, contingent) or a static
reproduction of past events (objective, given, fixed)? Is the way we
remember shaped more by the brain structure of our birth or by the
experiences and character of our life? And to what extent do our experiences
in-the-world alter the “memory hardware” of the brain itself?
In the end, there is probably no such thing as a “perfect” memory, just
as there is no such thing as a perfect human life. To be imperfect beings
means, among other things, having a memory that imperfectly renders many
imperfect things. To be creatures of space and time means having a memory
that is by nature incomplete. And to be mortal beings means having a memory
that must ultimately fail. What we seek, in other words, is not a perfect
memory but a good or excellent memory. We seek a memory
that honestly helps account for the world as it is and human life as it is
lived; a memory that recalls the facts we most need when we most need them;
a memory that honors those who came before us and prepares those who will
come after us; a memory that allows us to understand other people not simply
for what they have done but for what they are, and thus a memory that works
not simply chronologically but mosaically, and not simply historically but
philosophically.
To remember well, in other words, is to remember at the “right pitch,”
and it requires both a working instrument (the brain) and a learned capacity
to remember with discernment (a well-ordered psyche). This means neither
remembering too much, such as trivial facts, minor offenses, or the
shames and horrors of life in such a way that we live only in the past; nor
remembering too little, such as forgetting the defining moments of
life, the information that allows for everyday functioning, or one’s own
greatest sins and misdeeds. And it means remembering with neither too
much emotion, so that we become so haunted by past terrors that our
memories control us; nor too little emotion, so that we remember
what is joyful, horrible, and inconsequential with the same monotone memory.
It also requires an acceptance of the human fact that not all memory is
chosen; sometimes memory simply happens to us—both for better and for worse.
III. The Ways Memory Fails
Those interested in bettering our memories take their bearings less from
an idea of “excellent memory” than from the manifest facts of memory
failure. We should therefore consider the different ways that memory
“fails,” or fails to satisfy us; and describe those phenomena of remembering
and forgetting that individuals experience as “memory problems.” But we must
do so with caution. As Daniel Schacter has described, some of the apparent
“vices” of memory are inextricably linked to its “virtues.” “Sometimes we
forget the past and at other times we distort it; some disturbing memories
haunt us for years,” he writes. But the “seven sins of memory,” as he calls
them, are “byproducts of otherwise desirable and adaptive features of the
human mind.”
6Put differently, to isolate (and seek to “cure”) memory’s
individual failures risks distorting the way memory works as a whole. It
risks disrupting memory’s “fragile power,” which allows us to weave past,
present, and future together in a meaningful way.
7
Yet some problems of memory are not adaptive but destructive; life is
often diminished, not improved, when memory fails; and many memory problems
rightfully deserve our best effort to heal them. Consider the following six
experiences of memory—all of them memory failures; each them humanly (and
biologically) distinct.
Group A: Lost Memories
(1) Alzheimer’s Disease: A condition of declining and ultimately
destroyed personal memory; a condition that begins with a self-conscious
sense of what is happening and what is coming, and ends with the total
loss of self-consciousness itself—or at least consciousness of the life
one has lived, the people one has loved, the things one has done, and the
world one has known. To cure this disease would mean restoring both a lost
memory capacity and the possession of lost memories.
(2) Age-Related Decline (“Mild Cognitive Impairment”): This involves the
decline of memory’s power from its peak; it involves the slowing down that
comes with human aging, if more quickly or severely than normal. This
decline often begins with the reduced ability to remember present names
and facts, only to work its way forward, so to speak, by reducing the
capacity to remember past experiences. This form of memory loss is
described clinically as “Mild Cognitive Impairment,” and it has official
status in the FDA as a treatable disease. Such treatments would involve a
prevention of memory decline or restoration of lost memory capacity.
(3) Head Trauma: “Retrograde Amnesia”: A condition that results from a
physical injury to the brain, resulting in the partial or total loss of
one’s memory of the past. Such a trauma erases, for the subject, what has
already happened; it shrouds the personal past in mystery, so that this
past remains known only (partially) by others. It leaves intact the
capacity to learn new things, and yet makes one a stranger to the
world—thrown into a life and human relationships that one has no memory of
forming. Curing this disease would mean restoring the possession of lost
memories.
(4) Head Trauma: “Anterograde Amnesia”: A condition that results from a
physical injury to the brain, resulting in the partial or total inability
to remember new things, new events, or new experiences. The known past
remains intact as memory, but one is unable to move beyond it. The “new”
leaves as quickly as it comes, and our body ages without remembering the
experience of being in the world as it ages. Curing this disease would
mean restoring a lost memory capacity.
Group B: Weak Memories
(5) Low Memory IQ: To have a low “memory IQ”8
is not to experience a sudden or gradual loss of memory, but rather to be
born with a lowered capacity to remember all along, or to be so adversely
affected by various environmental factors at an early age that certain
memory powers never develop. It is to be slow, not slowing down. Curing
this disease, if it is a disease, would mean enhancing a limited memory
capacity.
Group C: Bad Memories
(6) Experiential Trauma: “Post-Traumatic Stress Disorder”: A condition
that results not from direct physical damage to the brain, but from the
personal experience of something terrible and the haunting effect of how
we remember it. To the extent that this phenomenon is understood
neurologically—as a problem of the memory system—treating it would require
transforming the way we encode and consolidate the memory of
emotionally powerful experiences.
The purpose of describing these different memory problems is two-fold:
First, it is to signal the distinct experiential and biological nature of
different memory problems—slow and slowing down, damaged brains and haunted
memories, losing the past and losing the capacity to remember what will
happen to us in the future. Just as memory has many faces, so does the
failure, destruction, and limitations of memory. The second (and hereafter
more significant) purpose is to consider the connection between biotechnical
efforts to heal these different memory problems and the prospect of
biotechnical interventions that go “beyond therapy.”
In some of the above cases (Alzheimer’s, amnesia, age-related memory
decline), the desire for a better memory involves the restoration
of something lost, and thus the treatment of an existing affliction.9
In one case (low memory IQ), it involves the enhancement of a
memory that is not “broken” but might have been better made in the first
place. In the final case (post-traumatic stress disorder), it involves
transforming the way a new memory is made—that is, by intervening after
a traumatic experience has occurred to alter the way the experience is
“encoded” into memory. It potentially involves treating a “disease” before
it happens, and treating a disease that is caused not by a virus or physical
trauma but an experience. And it involves intervening in the actual
emotional content of our memories. This last case, as we shall see, may be
the most profound—both because the technology is close at hand and because
the questions it raises lay before us with great clarity the moral dilemmas
that come with our expanding control over how we remember.
IV. Biotechnology and Better Memory
Our focus until now has been on examining the nature of memory itself:
what it is, what it might mean to improve it, and the different ways that it
fails. We now turn to consider the possibility of actually and actively
improving human memory through pharmacology. So far, the effort to treat the
major diseases of memory has achieved only limited biomedical success; the
problem of memory, in its various guises, is apparently not easy to fix. But
this does not mean that we are simply powerless when it comes to trying to
better human memory. For while we may not yet be able to remedy
un-chosen afflictions, we may soon be able to intervene in the workings
of memory to achieve our own chosen effects. In what follows, we
consider some of the scientific underpinnings and prospects of new
biotechnical powers to alter the workings of human memory; we provide a
narrative account of where the science stands and where it might be heading,
not a comprehensive review of the scientific literature. We focus in
particular on two kinds of “enhancements”: those that enhance our capacity
to remember what is coming, and those that alter the way we remember what
has already come. In both cases, we begin to explore the continuity and
distinction between therapeutic interventions and interventions that go
“beyond therapy.”
A. “Anterograde Enhancement”: Preparing for an Unknown Future
(1) While we have not yet cured Alzheimer’s disease, which is the focus
of much memory research, our understanding of the underlying biology has
increased, resulting in at least limited treatments that improve the
memory capacity of some early-stage Alzheimer’s patients. For example, we
have discovered that cholinergic cells are “among the first to die in
Alzheimer’s patients and that cholinergic mechanisms may be involved in
memory formation.”
10 This has led to therapeutic interventions with a class of
drugs called acetylcholinesterase inhibitors, which inhibit the enzyme
that destroys acetylcholine (a neurotransmitter that scientists believe is
crucial to forming memories) when it is released. By inhibiting this
enzyme, acetylcholine remains at the synapse for a longer period of time.
This class of drugs has had a real but limited effect on improving memory
in some patients; it can slow down or moderate the effects of the disease,
but does not reverse the progressive destruction of the brain.
(2) But Alzheimer’s treatment is not the only use that has been made of
acetylcholinesterase inhibitors, and curing disease is not the only
ambition of many memory researchers, who see the prevention of typical
age-related decline and the enhancement of everyday memory as a major new
market and exciting new field. For example, a recent study tested the
effect of donepezil, one of the major acetylcholinesterase inhibitors, on
the performance of middle-aged pilots. As the American Academy of
Neurology reports: “The study involved 18 pilots with an average age of
52. First, the pilots conducted seven practice flights on a flight
simulator to train them to perform a complex series of instructions. Then
half of them took the drug donepezil for 30 days and half took a placebo.
They then took the flight simulator test twice more to see if they had
retained the training. The pilots who had taken the drug retained the
training better than those who had taken the placebo.”12
There is also a large body of research, mostly in animals, demonstrating
the effect of “opiate receptor antagonists” on memory formation by
stimulating the hormones that are typically released in response to
emotionally arousing experiences. This work, as we discuss below, is
closely related to recent experiments aimed at dulling the emotional power
of certain memories.13
(3) At the same time, the remarkable complexity of the brain in
particular and the human body as a whole makes it very difficult to
isolate the functions of memory from other physiological and neurological
processes (perception, attention, arousal, etc.) with which it is
interconnected. Many “non-memory drugs” or stimulants have a significant
effect on memory; and many “memory drugs” have a significant effect on
other bodily functions. So, for example, amphetamines, Ritalin, and
dunking one’s hand in freezing water have a “positive effect” on the
capacity to remember new information, at least over the short-term. But
these drugs or experiences have their effect not so much by intervening
directly in specific memory systems as they do by affecting other systems
of the body that affect how the different memory systems function. They
act not directly but indirectly.
14
(4) We should also not assume that bio-technical interventions that
address or countervail the biological causes of specific memory diseases
will improve the memory capacity of the “worried well,” or even prevent
the onset of the given diseases themselves. As Stephen Rose explains: “The
deficits in Alzheimer’s Disease and other conditions relate to specific
biochemical or physiological lesions, and there is no a priori reason,
irrespective of any ethical or other arguments, to suppose that, in the
absence of pathology, pharmacological enhancement of such processes will
necessarily enhance memory or cognition, which may already be ‘set’ at
psychologically optimal levels.15”
Moreover, even if such drugs or stimulants did improve certain types of
memory—such as the speedy retention of new information for a limited
period of time—there is little reason to assume that they will improve our
memory as a whole, if we understand an excellent memory as
remembering at the “right pitch” and with “proper discernment.” The cost
of “speed” may be missing or misunderstanding what is most memorable; and
of course the most powerful stimulants often have other undesirable side
effects.
(5) Nevertheless, it is indeed possible that we will soon discover a
drug that will enhance memory in the ways we desire: by enabling us to
retain more new information with less effort, by allowing us to make
richer connections between our remembered past and our
soon-to-be-remembered future, or by refining the way we remember future
experiences. These enhancements, we should note, all involve our capacity
to remember experiences and information in the unknown future; they are
all forward-looking. Surely there will be a great demand for such drugs if
they were to be developed and proved effective, as the craze over
lecithin, multivitamins, ginseng, gingko biloba, and a variety of other
supplements and herbal extracts suggests.
(6) We also cannot ignore the profound significance of recent animal
studies on the molecular and genetic “switches” that control memory. For
example, in 1990, Eric Kandel discovered that blocking the molecule CREB
(c-AMP, or cyclic adenosine monophosphate, Response Element Binding
protein) in sea slug nerve cells blocked new long-term memory without
affecting short-term memory.16
A few years later, Tim Tully and Jerry Yin genetically engineered fruit
flies with the CREB molecule turned “on”; the resulting flies learned
basic tasks in one try where for normal flies it often took ten tries or
more. The hypothesis is that “CREB helps turn on the genes needed to
produce new proteins that etch permanent connections between nerve cells,”
and that it is “in these links that long-term memories are stored.17”
Two companies—Memory Pharmaceuticals and Helicon Pharmaceuticals—have been
formed to develop potential drugs based on this research. In 1999, Joe
Tsien succeeded in genetically engineering mice that learn tasks much more
readily. He inserted an additional NR2B gene into a mouse embryo, which
caused over-expression of the mice’s NMDA receptor 2B: a biological
mechanism “embedded in the outer wall of certain brain cells” and “long
suspected to be one of the basic mechanisms of memory formation” because
it allows the “brain to make an association between two events.18”
Such work, of course, is all very preliminary; and its significance for
producing biotechnologies that alter or enhance human memory is uncertain.
So far, there seems to be no “silver pill” or “golden gene” for producing
better memories with no countervailing biological cost.
B. “Retrograde Enhancement”: Altering Our Remembrance of Things Past
Perhaps closer at hand and more profound are capacities to alter the way
we remember emotionally arousing experiences. Recent research on the
formation of long-term memories has elaborated two crucial facts: First,
there is a period of time after a new experience or new exposure to
information during which bio-technical interventions in various memory
systems can affect what kind of memories are formed. Second, emotionally
arousing experiences activate particular memory systems. These two findings
may seem like common sense: After all, the most memorable experiences are
typically so complex or so dramatic that “encoding” them into memories
cannot happen instantaneously; and precisely because different human
experiences have a different meaning, we should expect our brain to encode
them differently. And yet, by breaking memory formation down to its
component parts—especially the different systems involved in encoding
emotionally arousing and emotionally neutral experiences—we are gaining
novel forms of control over how we remember.
The desire for such control is of course a very old one. In Shakespeare’s
Macbeth, Macbeth begs his doctor to free Lady Macbeth from the haunting
memory of her own guilty acts:
Doct. Not so sick, my lord,
As she is troubled with thick-coming fancies,
That keep her from her rest.
Macb. Cure her of that:
Canst thou not minister to a mind diseas’d,
Pluck from the memory a rooted sorrow,
Raze out the written troubles of the brain,
And with some sweet oblivious antidote
Cleanse the stuff’d bosom of that perilous stuff
Which weighs upon the heart?
Doct. Therein the patient
Must minister to himself.
Today, the doctor may soon have just the “sweet oblivious antidote” that
Macbeth so desired: a class of drugs (beta-adrenergic blockers) that numb
the emotional sting typically associated with our memory of intense (and
intensely bad) experiences. Seeing how this new antidote was developed—and
how it might be used—is a telling tale about the way biological science
works and the way the biotechnological fruits of science set before us
profound questions about the character of human life. This research also
cuts to heart of memory itself, especially the prospect for controlling our
remembrance of things past.
(1) By the early 1990s, a body of animal research had established that
“newly acquired information can be modulated by drugs or hormones
administered shortly after training,” focusing in particular on the effect
of “opiate receptor agonists” (which impair memory) and “opiate receptor
antagonists” (which enhance memory). Additional research in amnesia patients
suggested that the amygdala, a “tiny almond-shaped” section of the brain
near the hippocampus, “can help to influence or modulate explicit memory for
emotionally significant events.” James McGaugh, Joseph LeDoux, and many
others have done key work in this area,19
which is summarized by Schacter as follows:
This modulatory role of the amygdala is linked to its role in
determining how various hormones affect memory. Studies of rats and other
animals have shown that injecting a stress-related hormone such as
epinephrine (which produces high arousal) immediately after an animal
learns a task enhances subsequent memory for that task. This strongly
implies that some of the beneficial effects of emotional arousal on memory
are due to the release of stress-related hormones by a highly emotional
experience. The amygdala plays a key role in this process. When the
amygdala is damaged, injecting stress-related hormones no longer enhances
memory. The amygdala, then, helps to regulate release of the
stress-related hormones that underlie the memory-enhancing effects of
emotional arousal.
20
According to this view, our memory system has specific capacities,
involving the amygdala, that match the intensity of an experience with the
intensity of our memory of that experience. One adaptive benefit of such a
system is that it enables both animals and human beings to attach fearful
memories to fearful things, and so to avoid similar experiences in the
future. The problem, however, is that the benefits of learning to avoid
fearful experiences may be outweighed (or seem to some individuals to be
outweighed) by the traumatic and life-disordering effect of the memories
themselves. Some experiences for some people are simply too horrible to
remember, or induce memories that are too horrible to live with.
(2) In 1994, Larry Cahill et. al. used the insights of this animal
research to test whether the stress hormone system that modulated memory in
human beings could be modified in such a way that the emotional power of
certain experiences did not affect how we remember them. The study is
summarized as follows:
Substantial evidence from animal studies suggests that enhanced memory
associated with emotional arousal results from an activation of
beta-adrenergic stress hormone systems during and after an emotional
experience. To examine this implication in human subjects, we investigated
the effect of the beta-adrenergic receptor antagonist propranolol
hydrochloride on long-term memory for an emotionally arousing short story,
or a closely matched but more emotionally neutral story. We report here
that propranolol significantly impaired memory of the emotionally arousing
story but did not affect memory of the emotionally neutral story. The
impairing effect of propranolol on memory of the emotional story was not
due either to reduced emotional responsiveness or to nonspecific sedative
or attentional effects. The results support the hypothesis that enhanced
memory associated with emotional experiences involves activation of the
beta-adrenergic system.21
More specifically, subjects received either propranolol or a placebo
one-hour before experiencing either the emotionally neutral or
emotionally arousing version of a slide show. The four different test groups
(propranolol/emotion, propranolol/neutral, placebo/emotion, placebo/neutral)
were tested for their memory of the different stories one week later. Those
taking propranolol and those taking the placebo did not differ in their
memory of the neutral story; however, they differed significantly in their
memory of the emotionally arousing story, but not in their “subjective
emotional reactions to the story assessed immediately after story viewing.”
In other words, propranolol had little to no effect on how individuals
remember everyday or emotionally neutral information, but a significant
effect on how they remembered emotionally powerful experiences—not on how
they reacted to them in the moment, but how they remembered them once the
moment had passed. The goal of this study, which moved the underlying
research from animals to humans, was to increase our understanding of how we
remember, and how we remember emotionally intense and emotionally neutral
experiences in different ways. But it established the groundwork for
research that aims at clinical (or non-clinical) applications of
beta-blockers, and thus for the move from biological science to
biotechnology.
(3) In 2002, Roger K. Pitman et. al. published a pilot study
22describing the experimental use of propranolol administered to
emergency room patients within 6 hours after a traumatic experience
(mostly car accidents) and for an additional 10 days afterwards. The
patients—both those taking the drug and those taking placebos—were tested
for their psychological and physiological response to a re-telling (with
related images) of the traumatic event. One month after the event, those
taking propranolol showed measurably lower incidence of post-traumatic
stress disorder (PTSD) symptoms than the control group; and three months
later, while the PTSD symptoms of both groups had returned to comparable
levels, the propranolol group showed measurably lower psycho-physiological
response to “internal cues that symbolized or resembled the initial
traumatic event.”
This study, while preliminary, raises a series of questions: How are we
to judge an intervention in human memory so soon after an event, before the
ultimate significance of the experience has fully revealed itself and
before it is even possible to know whether the individuals will suffer from
PTSD? Do such drugs “fix” a “broken” encoding system that attaches too
much emotional power to a given memory? Or do they alter a well-working
encoding system, one that matches the intensity of one’s memory to the
intensity of the experience, so that the individual as a whole can better
function? To what extent is the encoding system—and thus the incidence of
PTSD—shaped by what is given genetically and to what extent by prior
experience or condition of soul? And what lasting effect, if any, do such
traumatic experiences have on the brain itself?23
The prospect of such “memory numbing” drugs has already elicited
considerable public interest in and concern about their potential uses in
non-clinical settings: to prepare a soldier to kill (or kill again) on the
battlefield; to dull the sting of one’s own shameful acts; to allow a
criminal to numb the memory of his or her victims.24
Some of these scenarios are perhaps far-fetched. But the significance of
this potential new power—which allows us to separate the subjective
experience of memory from the true nature of the experience that is
remembered—cannot be underestimated. It surely returns us to the large
ethical and anthropological questions with which we began—about the place of
memory in shaping the character of human life and about the meaning of
remembering things that we would rather forget.
V. Philosophical and Ethical Reflections
In this final section of the paper, we explore a few aspects of the
possible human significance of new pharmacological powers to intervene in
human memory. Most but not all of the issues are especially linked to the
matter of memory blunting. Our mode is wisdom-seeking and reflective,
preferring to raise questions rather than to presume answers. We are
interested in how memory interventions might change human life as a whole,
both for individuals and for society.
(1) The Experience of Memory and the Nature of What We Remember
The power to block or dull the emotional power of certain memories sets
before us the “beyond therapy” dilemma in a very clear way. Clearly, some
memories are so traumatic that they destroy the lives of those who suffer
them. And clearly, many of us desire—at certain moments, if not always—to
escape the sting of shameful, embarrassing, or painful memories. But we must
consider not only how to draw the line between good and bad, medical and
non-medical, uses of this power, but also the meaning of the power itself.
For it seems to put truth (remembering events as they really
happened and for what they are) in opposition to compassion or
well-being (remembering events in a modified way, so that they seem
less horrible than they really were). And it potentially gives us new powers
of control over how and what we remember, and therefore who and what we are.
(In reality, of course, such control is limited, since we cannot escape the
memory of others.)
For example, these new powers might make us willing to do things we might
not otherwise do, or allow us to do the things we desire without shame,
hesitation, or remorse: either by changing our psyche before the act or by
giving us the power (known in advance) to numb the sting or shame of the act
after the fact. At the same time, the power to numb our memories might make
us more “accepting” creatures, by altering our perception of the things we
must accept. This forces us to consider the difference between forgiving
and forgetting, or between forgiveness that requires soberly facing
what needs to be forgiven and that which depends on chemically altering our
perception of what needs to be forgiven.25
Most profoundly, the power to numb the emotional significance of certain
memories alters the inherent connection between how we perceive certain
human phenomena and the phenomena themselves and their true nature. Imagine,
for example, a witness to a horrible murder. Fearing that he will be haunted
by the memory of this event, he immediately takes propranolol to make his
memory of the murder “more tolerable.” But in doing so, does he risk coming
to understand the murder itself as tolerable—that is, as an event that does
not sting those who witness it? Does dulling our memory of terrible things
make us more “whole” and more “at home in the world”? Or does the experience
of terror—the experience of the un-chosen, the inexplicable, the
tragic—remind us that we can never be fully whole in-this-world, especially
if we are to take the reality of human evil seriously?
(2) Individual Good and Common Good
One can imagine cases where the good of the individual would be served by
numbing the emotional impact of certain memories: for example, those with
first-hand experience of the Holocaust.26
And yet, would the good of society as a whole—or the good of history—be
served by a mass numbing of memory? Do those who suffer evil have a duty to
remember and bear witness, lest we forget the very horrors that haunt them?
The examples of this dilemma need not be so dramatic: the memory of being
embarrassed is a source of empathy for others who suffer embarrassment; the
memory of loss is a source of empathy for others who experience loss. And
yet, can we force those who have lived through a great trauma to endure its
memory for the benefit of the rest of us? What kind of people would we be if
we did not “want” to remember such things, if we sought simply to make the
sting of the Holocaust go away? And yet, what kind of people are we,
especially those who face such horrors first-hand, that we can endure such
memories?
(3) Memory and Human Nature
Memory research raises large questions regarding human nature and human
self-understanding. Among other things, it invites reflection on the
relation between human beings and animals. Do animals remember in the same
way that human beings remember, especially given that human beings have
language and perceive the world through lenses colored by opinion and
articulable beliefs?27
Do animals experience the “seven sins of memory”—especially the sins that
involve distorting our memory of the past (“bias”) in light of our present
values and concerns? Or are these sins distinctly human phenomena? Is there
an animal equivalent to the word/category test discussed by Dr. Schacter, or
the memory process known as “semantic encoding”? Such an exploration of the
differences between human beings and other animals might suggest that while
there are important biological similarities between the animal brain and the
human brain, the differences are perhaps most important. Are these
differences explained best or simply in terms of how the different “memory
systems” are put together? Or do we need other—perhaps richer—categories for
understanding the distinctively human phenomenon of remembering and
forgetting?
(4) Memory and Moral Responsibility
The new science of memory, by describing and seeking to understand memory
as a “system,” raises questions about the difference between voluntary and
involuntary action, and especially about the extent of our responsibility
for what we remember and what we forget. For example, to what extent should
a woman who forgets her child in a car be held “morally accountable” for her
forgetting? Is forgetting an “action” or a “non-action”? Is it something we
do or something that happens to us? Can we separate memory failure as a
“systems failure” and memory failure as a failure of character (or the
result of a disordered psyche)?
(5) Memory and Coercion
Finally, we can not be blind to the potentially coercive uses of drugs
that alter how we remember and what we forget. Just as drugs that dull the
emotional sting of certain memories might be desired by the victim to ease
his trauma, they might be useful to the assailant to dull the victim’s sense
of being wronged. Perhaps no one has a greater interest in blocking the
painful memory of evil than the evil-doer. And while the use of chemical
enhancements of our memory powers may be justifiable or necessary in certain
extreme situations (e.g. military), we cannot ignore the potentially
coercive nature of normalizing the use of such drugs in certain occupations.
Nor can we forget the central place of manipulating memory in totalitarian
societies, both real and imagined.28
(6) Conclusion: The (Eternal) Puzzle of Memory
Perhaps Jane Austen captured the mysterious nature of memory and its
human significance best: “If any one faculty of our nature may be called
more wonderful than the rest, I do think it is memory. There seems something
more speakingly incomprehensible in the powers, the failures, the
inequalities of memory, than in any other of our intelligences. The memory
is sometimes so retentive, so serviceable, so obedient—at others, so
bewildered and so weak—and at others again, so tyrannical, so beyond
control!—We are to be sure a miracle every way—but our powers of
recollecting and of forgetting, do seem peculiarly past finding out.”
Perhaps it is fitting, as we begin to evaluate the human significance of
intervening in the workings of human memory, that we have more questions
than answers, more dilemmas than solutions. It is an open question whether
we will ever fully understand the nature of memory, a fact that should
awaken at least some humility about our capacity to make memory “better.”
And it is likely that we will be remembered, for better or for worse, by
those who follow us, a fact that should inspire at least some sense of
responsibility to use our new biotechnical powers wisely.
_____________
- A more complete analysis of the human meaning of human memory might
begin by asking the following kinds of questions: What does it mean to be
the creature that remembers and forgets, that studies and wonders about
memory, and that seeks to manipulate and control the way we remember? How
does human memory differ from the memory of other animals? Is memory
decline actually “normal” for particular age groups? Are remembering and
forgetting “activities we engage in” or “experiences that happen to us”?
What would it mean to have a “perfect” memory? Why do we so often remember
what we would like to forget, and forget what we would like to remember?
To what extent is the way we remember shaped by our given genetic or
neurological “equipment,” and to what extent by our choices, experiences,
and upbringing? This paper will touch on many of these issues but
adequately address none of them. Keeping them in mind, however, is crucial
to considering the ways in which we might alter human memory that go
“beyond therapy” and coming to some judgment about the significance or
wisdom of doing so.
- As Daniel Schacter explains: “[W]e have now come to believe that
memory is not a single or unitary faculty of the mind, as was long
assumed. Instead, it is composed of a variety of distinct and dissociable
processes and systems. Each system depends on a particular constellation
of networks in the brain that involve different neural structures, each of
which plays a highly specialized role within the system. New breakthroughs
in brain imaging allow us to see, for the first time, how these specific
parts of the brain contribute to different memory processes.” See Schacter,
Searching for Memory: The Brain, the Mind, and the Past, p. 5.
- Of course, these different perspectives are not mutually exclusive,
and much of the best writing about memory draws on all of them. But these
perspectives are distinct enough in themselves to be worth noting.
- Eva Brann, What, Then, is Time?, p. 170-171. Brann also describes
additional memory distinctions—including the difference between “access to
memory, the memory itself and the memories that it contains—the key, the
container, and the contents.” And she notes: “There are multitudinous
roads of remembrance, ways into memory: spontaneous remembrance, directed
recollecting, musing reminiscence, reminding memoranda, directed
recollecting, mindful recognition.”
- Steven Rose, The Making of Memory: From Molecules to Mind, p.
5-6.
- For a complete discussion, see Daniel Schacter, The Seven Sins of
Memory: How the Mind Forgets and Remembers. Schacter describes these
sins as: transience, absent-mindedness, blocking, misattribution,
suggestibility, bias, and persistence.
- For example: To what extent is the slowing down of memory that comes
with growing old a “re-tuning” of memory that allows individuals to make
sense of a long life? To what extent are the “memory vices” of old age
inextricably linked to the “memory virtues” of coming to know what is most
truly memorable or significant?
- The concept of “memory IQ” is discussed at the October 17, 2002
meeting of the President’s Council on Bioethics.
- Treatment of age-related memory decline might also involve not
restoration but prevention: that is, taking drugs before the actual onset
of age-related memory decline in an effort to prevent it. This raises
important questions about treating diseases that may never arrive, or
trying to preemptively stop diseases that might never come.
- Steven Rose, “ ‘Smart Drugs’: Do They Work, Are They Ethical, Will
They Be Legal?,” as included in the October 17-18, 2002 briefing book of
the President’s Council on Bioethics, p. 6. The above discussion also
draws on James McGaugh’s testimony before the President’s Council on
Bioethics, October 17, 2002.
- For a journalistic account of efforts to produce memory-enhancing
drugs, see Stephen S. Hall, "Our Memories, Our Selves," New York Times
Magazine, Feb. 15, 1998 and Robert Langreth, "Viagra for the Brain,"
Forbes, Feb. 4 2002.
- See "Donepezil and flight simulator performance: Effects on retention
of complex skills," Neurology 59 July 9, 2002.
- See James L. McGaugh, "Significance and Remembrance: The Role of
Neuromodulatory Systems," Psychological Science, Vol. 1, No. 1,
January 1990, p. 15-23.
- The above description draws heavily on Steven Rose, op. cit., p. 4-5.
As Rose explains: "[M]emory formation requires, amongst other cerebral
processes: perception, attention, arousal. All engage both peripheral
(hormonal) and central mechanisms. Although the processes involved in
recall are less well studied it may be assumed that it makes similar
demands. Thus agents that affect any of these concomitant processes may
also function to enhance (or inhibit) cognitive performance. Memory
formation in simple learning tasks is affected by plasma steroid levels,
by adrenaline and even by glucose. At least one agent claimed to function
as a nootropic and once widely touted as a smart drug, piracetam, seems to
act at least in part via modulation of peripheral steroid levels. Central
processes too can affect performance by reducing anxiety, enhancing
attention or increasing the salience of the experience to be learned and
remembered. Amphetamines, methylphenidate (Ritalin) antidepressants and
anxiolytics, probably act in this way. Other agents regularly cited as
potential smart drugs, such as ACTH and vasopressin, may function
similarly. Finally, there is evidence from animal studies that endogenous
cerebral neuromodulators such as the neurosteroids (e.g., DHEA) and growth
factors like BDNF will enhance long-term memory for weakly acquired
stimuli." See original for complete list of citations.
- Rose, op. cit., p. 3.
- See Langreth, "Viagra for the Brain," op. cit.
- Ibid.
- Nicholas Wade, "Of Smart Mice and an Even Smarter Man," New York
Times, Sept. 7, 1999. See also: Tsien, Joe Z. et al., "Genetic
enhancement of learning and memory in mice," Nature 401, 63-69,
September 2, 1999.
- See, for example, J. E. LeDoux, "Emotion, Memory, and the Brain,"
Scientific American, 270, 32-39 (1994); James McGaugh, "Emotional
Activation, neuromodulatory systems and memory," in Memory Distortion:
How Minds, Brains, and Societies Reconstruct the Past, edited by
Schacter et. al., p. 255-273, 1995; and James McGaugh, "Memory
consolidation and the amygdala: a system perspective," Trends in
Neuroscience, Vol. 25, No. 9, September 2002.
- Schacter, Searching for Memory, p. 215
- Larry Cahill et. al., "Beta-Adrenergic activation and memory for
emotional events," Nature, Vol. 371, October 20, 1994, p.
702-704.
- Roger K. Pitman et. al., "Pilot Study of Secondary Prevention of
Posttraumatic Stress Disorder with Propranolol," Biological Psychiatry,
2002; 51: 189-142, p. 189-192.
- For a discussion of the effect of traumatic experiences on the brain,
see, for example, Amy F. T. Arnsten, "The biology of being frazzled:
neurobiological research on response to stress," Science, June
12, 1998, and Robert Sapolsky, "Stress and Your Shrinking Brain:
Post-Traumatic Stress Disorder's Effect on the Brain," Discover,
March 1999.
- See, for example, Ellen Goodman, "Matter Over Mind?," Washington
Post, November 16, 2002, and Erik Baard, "The Guilt-Free Soldier,"
The Village Voice, January 28, 2003. It is interesting to note
the dual appeal of such drugs to both the traumatized victim seeking
escape from the horror of his or her experience and the traumatizing
assailant looking to escape the inconvenience of his guilty memory.
- It also forces us to consider the difference between an ethic of just
retribution (which requires always remembering) and an ethic of
forgiveness (which subordinates remembering the guilty act to the
"rebirth" of the guilty).
- This is not to suggest that drugs would be the only or even the best
way to cope with monumental horror. Many survivors of the Holocaust,
through a wide variety of other means, managed without actually forgetting
to make a new life for themselves.
- In addition to language as a distinguishing characteristic of human
beings and human memory, we might also consider the following: man as the
being who mourns those who die; man as the being who seeks to be
remembered after death; man as the being who celebrates days of
remembrance; man as the being who seeks to manipulate memory.
- George Orwell's 1984 offers just one literary account of how memory
control might be central to social coercion.
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