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New England Law Review, Summer,
1993
27 New Eng.L. Rev. 1173
NOTES: An Analysis of the Legal
Issues Surrounding the Forced Use of Ritalin: Protecting a Child's Right to
"Just Say No"
By, James C. O'Leary *
* For my father.
SUMMARY:
... Methylphenidate
hydrochlo ride, better known by its brand name Ritalin, is the most widely
prescribed stimulant drug for this purpose. ... Ritalin is the most common amphetamine
prescribed to hyperactive children for this purpose. By 1974 Ritalin had beaten
out the once popular and less expensive drug Dexedrine as the drug of
choice in treating hyperactive children. ... Nobody knows exactly why Ritalin
produces the opposite result in hyperactive children. ... It is the
position of this note that, given such a large task and limited resources, the school
system has unwittingly become "addicted" to the use of Ritalin as an "easy"
solution to the difficult problem of educating hyperactive children. ... These
three rationales are all potentially at work in the involuntary use of
Ritalin on hyperactive children. ... While it may justify the forced use of
Ritalin in extreme cases, the police power does not grant the state across the board
authority to require restraint - chemical or otherwise - of hyperactive
children. ... The narrow range of circumstances under which the state can forcibly
require the use of behavior modifying drugs suggests that the number of hyperactive
children involuntarily placed on Ritalin should be extremely small. ...
TEXT: [*1173]
I. Introduction
It is estimated
that between four and ten percent of all school age children currently suffer from
Attention Deficit-Hyperactivity Disorder, commonly referred to as
hyperactivity. n1 Characteristics of this disorder are restlessness and
continued overactivity by the child, coupled with an extremely short attention span. n2 In the school environment, teachers quickly
become frustrated with children who are unable to conform to the rigors of the classroom environment, n3 and therefore they label [*1174] many of
these children "learning disabled." n4 Such labelling can produce an almost automatic reaction by school administrators and parents for special
educational services and medical treatment. n5 The impact of this reaction is
twofold: first, once a determination of a child's possible hyperactivity is made, treatment of the child tends to be narrowly focused on curing their
symptoms, rather than determining the underlying cause; n6 second, the criteria for
the child's "cure" from the disorder thereafter becomes his ability to conform
to the demands of the classroom environment. n7 Stimulant drug therapy is one of the most popular and effective methods
of treating a hyperactive child. n8 Methylphenidate hydrochlo [*1175] ride, better known by its brand name Ritalin, n9 is the most widely prescribed stimulant drug for this purpose. n10 Stimulant drug treatment has the
twin virtues of producing almost immediate results, n11 while at the same time being inexpensive. n12 However, the treatment has some drawbacks. The
drug Ritalin, in essence, does little more than keep a child still. n13
Whether a child is learning anything, or simply staring off into space, has been the subject of controversy since the introduction of these drugs in the late
1960s. n14 Sitting still, following instructions, and not causing a disruption in routine are the qualities of a chemically cured hyperactive child. n15
For some children, the use of stimulant drugs is an appropriate treatment.
These children show marked improvement in many behavioral aspects. n16
There is, however, another side to the story. The side-effects of
stimulant drugs on a growing child's brain are not completely known. n17 In
response to their desire to rely on alternative forms of treatment, n18 some parents
state that school administrators have pressured them to continue the
administration of drugs such as Ritalin. n19 These parents claim these educational
procedures have presented the threat of isolation and stigmatization of their
children, and ultimately, exclusion from [*1176] educational services altogether. n20 Forcing the use of drugs, such as Ritalin, solely to control disruptive students n21 is a violation of the constitutionally protected liberty interests in one's privacy and bodily integrity. n22 Furthermore, forcing
a hyperactive child to take Ritalin violates his or her right to an education under current federal law by preconditioning that education. n23
This Note will first provide background on the development and use of Ritalin as a tool in the treatment of hyperactivity. n24 It will then
explore the existence of a child's right to receive public educational services unconditioned on the use of mind-altering medication. n25 Although the
United States Supreme Court has yet to comment on this issue specifically, the
Court has in recent years established a right for both incompetent and mentally
ill patients to be free from unnecessary restraints absent special
circumstances. n26 The United States Supreme Court has also recognized the right of involuntarily committed mental patients and imprisoned criminal offenders
to be free from the arbitrary administration of antipsychotic drugs. n27 This
Note will demonstrate that the issues addressed in these cases are analogous to
those present in cases involving hyperactive children. Moreover, this Note will
show [*1177] that the state interests of protecting the public, that allow the
state to require the restraint of both body and mind in the case of a violently
insane inmate, are not present in the case of an annoying six-year-old. n28
Next, the issue of whether and when a state can mandate medication for hyperactive children will be addressed. A brief exploration of the federal law that
entitles such special needs children to a public education, n29 followed by a discussion of the foremost case on the use of Ritalin as a precondition to education. n30 Finally, this background will be juxtaposed against
several possible legal theories under which challenges to this practice may be
brought. n31 This Note does not seek to undermine the recognized legitimate efforts
made by physicians and parents in treating hyperactive children. The focus of
this Note is to address the legal repercussions of allowing the school district,
as the embodiment of state authority and control, to decide on who it should
and should not control with drugs. n32
II. Ritalin
Children have been running, screaming and getting into every conceivable kind of trouble throughout time. This does not make them hyperactive. n33 Attention Deficit-Hyperactivity Disorder requires a behavior pattern of
constant overactivity
and inability to concentrate on one activity. n34 It is also known as hyperkinetic syndrome, and is four to five times more common in
boys than in girls. n35 Some suggest that hyperactivity, especially when
combined with excess clumsiness by children, is the result of some minimal form of
brain damage, though no conclusive proof has ever been presented. n36 While hyperactivity by itself is not necessarily indicative of the condition,
minimal brain dysfunction is generally considered the most common diagnosis once [*1178] factors such as in-home stress have been eliminated and any overactivity
and reckless behavior continue after the child's fourth year. n37 The leading theory on the cause of hyperactivity is that the condition is neurobiological in nature. n38 Experts now believe that, in truly
hyperactive children, the midbrain is for some reason underaroused, leading to an
absence of its damping effects on movement and sensation. n39 This has lead experts
in the field to rely on chemical intervention, in the form of stimulant drugs,
as the primary method of treatment n40 in trying to stimulate the midbrain
into activity. n41 Ritalin is the most common amphetamine prescribed to
hyperactive children for this purpose. n42 By 1974 Ritalin had beaten out the once
popular and less expensive drug Dexedrine as the drug of choice in treating
hyperactive children. n43 Ritalin is classified as a nerve stimulant, n44 along
with other amphetamine drugs such as caffeine, dextroamphetamine, and methylphenidate. n45 Such stimulants produce an increase in neural
activity which, in most people, results in an actual increase in motor activity.
n46 Nobody knows exactly why Ritalin produces the opposite result in
hyperactive children. n47 Generally accepted theory presumes that it somehow
activates the brain stem arousal system and cortex, stimulating the underaroused portions
of the child's brain, thereby allowing it to better regulate the child's motor functions. n48 This lack of understanding has led to some controversy regarding Ritalin's safety, and the ethics of [*1179] prescribing it to children. n49 The facts, however, clearly indicate that in most cases,
Ritalin treatment works without any adverse affects. n50
Ritalin comes equipped with two varieties of controversy. The first
involves the issues of misdiagnosis of hyperactivity, and the overpresciption of stimulant drugs as a treatment. Lawsuits involving these issues began in
1987. n51 Parker v. American Psychiatric Ass'n, n52 an unreported case, was a
class action against the Gwinnett County, Georgia school board for violating approximately 20,000 children's constitutional right to be free from
Ritalin,
and for misrepresenting the drug's effects to parents. n53 The plaintiffs
in this suit charged that the school board coerced these children into taking Ritalin. n54 They also charged the American Psychiatric Association with
fraud and misrepresentation for its overly broad definition of hyperactivity,
n55 claiming it was legally void for vagueness - causing normal children to be misdiagnosed as having the syndrome. n56
The second controversy, and one that is only ancillary for purposes of
this Note, involves the potential for dangerous (and possibly psychotropic) side-effects allegedly produced by the drug. This issue was highlighted in Massachusetts in 1988, when attorneys for Rod Matthews argued that Ritalin,
through its altering of brain chemistry, had exacerbated Matthews' mental illness, leading him to become obsessed with the idea of killing another
child. n57 This argument has become widely known as the "Ritalin defense," and it exemplifies an extreme, but valid, concern regarding the adverse potential
of widespread drugging. n58
Issues regarding the dangerous side-effects of such treatment, n59 however, are best left for the medical profession to resolve. As a legal
issue, it is the reliance on such drugs by school administrators that is [*1180]
the prime concern. n60 Prescribing stimulants to hyperactive children is
often the first therapeutic step taken by physicians, n61 and the initial results
are both positive and dramatic in terms of school discipline. n62 Some argue
that some school administrators have come to regard it as essential to the
education of hyperactive children, n63 at the expense of other, equally valid forms
of therapy. n64
Sometimes, parents' decisions to remove their children from Ritalin
treatments result in increased pressure from school administrators to
reinstate the treatment. n65 If the parents refuse, their child may be threatened
with the stigmatization of placement in isolated environments n66 or even expelled. n67 The schools complain that, unless certain children receive
the drug, education of the remainder of the class becomes impossible. n68
While this could be true in some cases, it should be the parent, not the school,
who determines the appropriate program of treatment for the child. There also
exists the possibility that school administrators, faced with increasingly
difficult operations in these days of shrinking budgets and program downsizing, are overusing the drug in their effort to comply with the demands of federal
special education legislation. n69 The school's authority to require, and the constitutional [*1181] right to refuse, such mind-altering medication,
are in direct conflict. n70
III. The Constitutional Right to Refuse Mind-Altering Medication
The United States Supreme Court recognized that an individual has a
privacy right to refuse unwanted medical treatment, ranging from such simple
procedures as blood transfusions n71 to major surgery. n72 The basis for this
right can be found in the penumbral right to privacy first recognized in Griswold v. Connecticut. n73 The privacy right recognized in Griswold can act as a
bar to unwanted medical procedures unless there is a legitimate state interest in
the procedure and there are no less intrusive methods available to accommodate
this interest. n74 With [*1182] regard to procedures involving an unwanted physical or chemical restraint of a resident of a state penal or
psychiatric facility, state interests that have outweighed such privacy rights are
driven by a
desire to protect violent patients from harming themselves or others. n75 Furthermore, such situations also implicate a liberty interest under
Fourteenth Amendment due process rights. n76
A. Liberty Interests and Mental Patients
The legal theories surrounding the exercise of these privacy and due
process rights by patients/inmates are best articulated in the areas of
psychological treatments such as behavior modification treatment for dangerous criminals, n77 electroshock therapy, n78 and the use of antipsychotic drugs. n79
The issues surrounding the use of Ritalin on hyperactive children are most
analogous to the use of antipsychotic drugs - in particular concerning the similar rationales used by both institutions of correction and education for the drugging of their populations. n80 [*1183]
The liberty interest of mental patients to be free from the forced administration of psychotropic medication n81 was first addressed in a
federal court in Rogers v. Okin. n82 In Rogers, the United States Court of
Appeals for the First Circuit delineated the exact nature, under the federal
constitution, of the individual's right to be "left free by the state to decide for
himself whether to submit to the serious and potentially harmful medical treatment
that is represented by the administration of antipsychotic drugs." n83 Noting
with some surprise that the precise textual source of this right was unclear,
and that authoritative support for this finding was scant, the court
nevertheless characterized the right as intuitively obvious. n84 The most likely
source for such a liberty interest was the penumbral right to privacy, bodily
integrity, or personal security. n85 The trial court decision referred to a First
Amendment right to [*1184] be free to generate ideas. n86 The Court of Appeals
decided the case instead under the right to privacy, and therefore declined to
address the First Amendment issue. n87 Once the right to be free from forced medication was recognized, the Court of Appeals turned its attention to circumstances under which the right could be overcome. n88 The court
concluded that the individual's liberty interest to be free from unwanted medication
could be overcome under two legal theories. Under the first theory, state police
power would prevail in emergency situations, where failure to medicate might
result in injury to the patient or others. n89 The second theory applies only in
cases of incompetent patients. Under this theory, the state has a parens patriae power n90 to administer mind-altering drugs when there is a substantial possibility that such treatment could relieve the suffering of the
incompetent patient. n91
Although the United States Supreme Court granted certiorari in this
[*1185] case n92 and recognized the validity of the Court of Appeal's
reasoning, n93 it declined to clearly define the substantive limits of the right to be
free from forced medication under the United States Constitution. n94 It so declined because an intervening case decided by the Massachusetts Supreme Judicial Court n95 called into question the extent of state law
protection of such a liberty interest. n96 Because the protection afforded to the
patients in this case may have been greater under Massachusetts state law than under corresponding federal law, the Supreme Court decided that the rights of
these patients might be better served by vacating the decision of the Court of Appeals, and remanding the case for further proceedings. n97
B. Restraint of Dangerous Inmates: Institutional Safety
Institutional concerns for order and safety played an even greater role
in the Supreme Court's decision in Washington v. Harper. n98 In Harper, the
Court ruled that institutional considerations of order and, especially safety, outweighed the prisoner's liberty interest in refusing antipsychotic medication. n99 Harper suffered from schizophrenia, n100 and under a Washington state penal policy, prison authorities could [*1186] medicate
him with antipsychotic drugs if a psychiatrist determined that he was dangerous
to himself or to others. n101 Harper brought a civil rights action under 42 U.S.C.
1983 claiming that such forced medication was a violation of his liberty interest under the Due Process Clause. n102 Harper also claimed that procedural due process required a judicial hearing before any inmate could
be placed against his will on such mind altering drugs. n103 Under SOC
Policy 600.30, Harper was entitled to an administrative hearing prior to his being placed on the antipsychotic. n104 This review was supposedly comprised of disinterested parties, although there was evidence in the record that each member of the reviewing panel had some connection with, and perhaps a
vested interest in keeping order within the institution. n105 Harper was
[*1187] also entitled to have his forced medication decision reviewed on a regular
basis to determine both its continued efficacy and safety. n106
The Supreme Court agreed that Harper possessed a liberty interest in
being free from the arbitrary administration of such medication, n107 but found
that the treatment here was not arbitrary. n108 Harper had in the past posed a serious danger to others, n109 and the Court reasoned [*1188] that the legitimate institutional concern for the safety of other inmates and staff, along with a valid, but secondary concern for control of the prison
population, outweighed his liberty interest. n110 Furthermore, the Court concluded
that the administrative hearing process that the prison engaged in satisfied the requirements of procedural due process, negating the need for a judicial hearing. n111
The Court was very careful to note that it based its decision on
concerns for safety and treatment. n112 Even in the case of dangerous criminals,
such forced medication could be used only when it was in the medical interest of
the prisoner, and could never be used solely for punishment or institutional
order. n113 [*1189]
C. Physical Restraint of the Handicapped
There are also Supreme Court decisions dealing with the constitutional
right of committed children and incompetent mental patients to be free of bodily restraints which are applicable through analogy to a child's right to be
free of intellectual restraint. Although the Court in Parham v. J.R. n114
declined to allow a child a hearing before a tribunal before he could be committed to a mental institution, n115 the Court did recognize the child's liberty
interest being free from bodily restraints and from the emotional harm that can
result from such commitment. n116 [*1190] In this case, an entire class of
children brought a civil rights action under 42 U.S.C. 1983, claiming that the
procedure prescribed for such commitment under Georgia law violated their procedural
due process rights under the United States Constitution. n117 The Court,
while recognizing that children have such a liberty interest, n118 nevertheless
held that the Georgia Code adequately protected these rights. n119
Like a prisoner's right to be free from forced medication, a handicapped patient's right to be free from bodily restraint can be outweighed by institutional concerns for safety, though not for purposes of discipline or punishment. In Youngberg v. Romeo, n120 a mother filed a suit on behalf
of her incompetent, committed son. n121 Romeo demonstrated a propensity for
violence against himself and others. n122 Hospital staff confined Romeo with cloth restraints at certain times during the day - such as when he or other
patients were receiving intravenous medication or tests. n123 The Court ruled that
the test for determining whether an individual's substantive liberty interest
to be free from bodily restraints had been violated was to "balance "the liberty
of the individual' and "the demands of an organized society.' " n124 In this case, the Court found that the reasons for confining Romeo were "reasonably related to legitimate government objectives and not tantamount to
punishment." n125 The court also suggested that the use of such a procedure as a
disciplinary measure would be impermissible. n126
Similar constitutional protections apply to schoolchildren as well.
[*1191] The Court in Goss v. Lopez n127 ruled that constitutional protection of liberty interests reached into the classroom. n128 The plaintiffs in Goss
were students who had been suspended, without notice, for participating in a
protest on school grounds. n129 The Court held that the Due Process Clause of the Fourteenth Amendment required that these students receive some type of administrative hearing prior to their denial of educational services.
n130 The Court reasoned that:
the authority possessed by the State to prescribe and enforce standards of conduct in its schools, although concededly very broad, must be exercised consistently with constitutional safeguards. Among other things, the State
is constrained to recognize a student's legitimate entitlement to a public
education as a property interest which is protected by the Due Process
Clause and which may not be taken away for misconduct without adherence to the
minimum procedures required by that Clause. n131
Whereas a routine suspension of a student for disciplinary reasons required
only the most rudimentary form of such protection, n132 the Court [*1192]
did note that a more lasting, or even permanent exclusion from the regular
classroom environment called for more careful, detailed procedures. n133
The proposition that the implementation of radical behavioral controls,
such as drugging or restraint, be used primarily for purposes of health and
safety, and never purely as a means of maintaining order, is central to the Court's reasoning in the preceding cases. This, coupled with the impermissibility
of depriving a student's educational entitlement in response to his exercise
of a constitutional right, strongly suggests the illegality and impropriety of
state mandated drugging of hyperactive children.
VI. State Mandated Drugging of Hyperactive Children
A. Background: The Right of Learning Impaired Children to a Special
Education
A learning impaired child's entitlement to a special education, and the procedures used to formulate that education, are codified in the Education
of the Handicapped Act (EHA). n134 Parallels can be drawn between the
procedural rights of hyperactive children under this act, and the rights of patients/inmates who are subjected to behavioral control. n135 The EHA
sets forth the procedural hurdles the state must clear [*1193] as it
formulates a particular child's special education. n136 Congressional intention in
passing the EHA was to ensure that thousands of handicapped children who were
receiving little or no education, and indeed, were being shut away in institutions
without any chance of meaningful interaction with the outside world, would receive
a "free appropriate public education" n137 that would provide them with
some educational benefit. n138 To facilitate this goal, although not
mentioning the term specifically, the EHA incorporates the concept of "mainstreaming" handicapped individuals to the greatest extent possible. n139 To maximize
his or her integration into society, a mainstreamed child is placed in the same classroom with other, non-handicapped children. n140 Although
mainstreaming has always been a controversial practice, and the subject of many parents' misunderstandings and fears, n141 proponents believe that it serves the important function of providing children, whose only "crime" is being
different, with education and interaction among peers in the least restrictive
environment possible. n142 Two landmark decisions of the United States' Federal
Courts preceded the EHA. The first of these two cases, Pennsylvania Ass'n of
[*1194] Retarded Children v. Commonwealth of Pennsylvania (PARC), n143 dealt with provisions of Pennsylvania educational law that operated to exclude
retarded individuals from access to public education. n144 Under Pennsylvania law,
an exclusion could occur when a psychological evaluation had concluded that a
child could not benefit from such access; n145 when a child had exceeded the
maximum age requirement for public education (seventeen); n146 when a child "has
not attained a mental age of five years"; n147 or when a child has been
deemed "uneducable and untrainable" by a public school psychologist. n148 The
court, in striking down these laws, n149 recognized the legal right of retarded children in Pennsylvania to a public education that addressed their
individual needs. n150 The decision of and guidelines set out by the PARC court were
to become the framework around which the EHA was to develop. n151
The second of these two landmark cases was Mills v. Board of Education. n152 The plaintiffs in this case, a group of seven children with
"behavioral problems," n153 claimed they had been wrongfully excluded from District
of Columbia Public Schools. n154 The court held that the exclusion of
children in need of special education was violative of the Equal Protection and Due
Process Clauses of the United States Constitution. n155 The school district's
defense was that it lacked sufficient funds to provide these children with an education. n156 The court rejected this argument, stating that such
financial hardship did not allow the district to exclude an entire class of children
from educational services. n157 The court then went even further. It issued a directive for the [*1195] identification of all such special needs
students and the implementation of procedural guidelines designed to safeguard their
due process rights. n158 Cases such as PARC and Mills demonstrated to federal lawmakers the need for a uniform approach to the education of the
handicapped. n159
In response to this need, the United States Congress passed the EHA.
n160 The purpose of the EHA was, and continues to be, to ensure that all
handicapped children receive a "free appropriate public education" (FAPE). n161 The meaning of this term has been the subject of heated debate for some time,
and the EHA has been criticized for its ambiguity in this regard. n162
Although at first glance the definition appears comprehensive, it becomes obvious upon closer examination that subsection (C) never defines the "appropriateness"
of the learning disabled child's education. Such a definition was left to
state and local educational authorities. n163 As will later be demonstrated, this
has lead to less than satisfactory results. n164
The mechanism designed by the EHA to protect a handicapped child's right
to a
FAPE is the Individualized Educational Program. n165 Although special educators have utilized this concept for years, the term itself is unique
to the statute. n166 Individualized Educational Programs (IEP) must be developed
for every handicapped schoolchild prior to the beginning of the school year.
n167 Furthermore, they must be reviewed and revised if necessary at the minimum
of once a year. n168 A conference between educators, parents and, where appropriate, the child, is the preferred method of developing an IEP, so
that the input and needs of all may be shared and accommodated to the greatest
extent possible. n169 It is at these proceedings that parents, as well as
[*1196] others who possess a legitimate interest in the child's educational
development, are to make requests concerning any specialized services they feel are
necessary to enable the child to benefit from the IEP. n170 The law prohibits state
and local educational authorities from refusing special educational services to children for the sole reason that they are not currently being provided to
any other student or because doing so would require them to hire additional personnel. n171
Problems soon arose, however, in part because courts generally were more likely to favor an analytical framework that stressed procedural compliance
in the formulation of the IEP, rather than substantive merit of the
educational program being offered to the child. In Board of Education v. Rowley, n172
the petitioner was a deaf girl who had been denied the use of a sign language interpreter in her academic studies, despite the fact that she understood "considerably less of what went on in class than she would if she were not deaf." n173 In accordance with the EHA, the school district of Hendrick Hudson, New York had provided Amy Rowley with an IEP. n174 While the IEP allowed Amy the continued use of a special hearing aid, which enabled her
to attend classes with other children, n175 it failed to grant her parents' request that she be provided with a special sign language interpreter in
her academic classes. n176 The United States Supreme Court, in an opinion by Justice Rehnquist, n177 upheld the IEP, n178 stating that the concept
of a "free appropriate public education" does not require providing a
handicapped child with an opportunity to maximize his or her potential " "commensurate
with the opportunity provided other children.' " n179 It was for [*1197] the state and local educational authorities to establish the substantive level
of education that must be achieved by an IEP. The purpose of the EHA was to
insure that all necessary procedural mechanisms were employed, allowing students
and parents to participate in the decision making process to ensure that no violation of due process rights would occur. n180 Although Amy had shown
great promise as a student, n181 it was not the responsibility of the State to
make the most of her potential. n182 The Court reasoned that states were under
no obligation to provide exactly equal levels of opportunity for handicapped children and their non-handicapped peers. n183 The Court concluded that
the [*1198] EHA provided only a "basic floor of educational opportunity" for handicapped children, beneath which the states should not fall if they wish
to retain federal educational funding. n184 This floor consists of "access
to specialized instruction and related services which are individually
designed to provide educational benefit to the handicapped child." n185 The Court
refused to define substantively how large a benefit the child must receive from
this educational access, n186 but preferred to confine its analysis to
children who, like Amy Rowley, could be successfully mainstreamed into normal classrooms. n187 In such circumstances, the Court reasoned, the
educational system itself provides the proper measure of educational benefit the child receives. n188 When a child receives passing grades and advances from
grade to grade along with his peers, as did Amy Rowley, then that child is receiving
an educational "benefit" of sufficient nature as to comply with the EHA.
n189
The statutory directive for identifying and accommodating all
handicapped children, the requirements of mainstreaming tese children whenever
possible, and the analysis of IEP development used by the courts, have all played a
part in the problematic education of the hyperactive child. It is the position
of this note that, given such a large task and limited resources, the school
system has unwittingly become "addicted" to the use of Ritalin as an "easy"
solution to the difficult problem of educating hyperactive children.
B. The Jesson Case
Casey Jesson was first diagnosed as suffering from Attention Deficit- [*1199] Hyperactivity Disorder (ADHD) in July, 1985. n190 His parents voluntarily put him on Ritalin, even though a neurologicalexamination
turned up nothing unusual. n191 In September 1985, Casey started the first grade,
and received his Ritalin doses from the school nurse. n192 When Casey's
parents began noticing that he was engaging in new, disturbing patterns of behavior
- behavior that involved lying, stealing and fighting - they enrolled him in counselling.
n193 Ritalin had lowered Casey's activity level, however, so he continued to receive it. n194 When reading tests were administered to
Casey's second grade class in 1986, he scored so low that it didn't even appear on
the charts. n195 Although Ritalin appeared to be aiding his concentration,
there was no improvement in his grades. n196 Furthermore, Casey's behavior
problems at home continued to worsen. n197 His self-esteem began to suffer as he recognized his own destructive tendencies and his inability to control
them. n198 In May 1987, a Derry School District psychologist, who had been aware
of Casey's difficulties but had not attempted to develop an IEP for him, administered tests to Casey. n199 The results showed, surprisingly, that "Casey had average to high intelligence and good reasoning." n200
Boston's Children's Hospital then performed a full evaluation on Casey. The hospital report stated that, although Casey suffered symptoms characteristic of
ADHD, no neurological basis for the disorder could be found. n201
By now Casey was eight years old, and his parents had become opposed to treating him with Ritalin because of adverse side-effects. n202 The team
at Children's Hospital issued sixteen separate recommendations for treatment, including "cooperative learning, structured rather [*1200] than
competitive education, and the trial use of the drug Cyclert." n203 The Derry School District incorporated some of these suggestions into a preliminary IEP for
Casey to be implemented that year. n204 Under the EHA, both parties asked the
State of New Hampshire, in August, for a Due Process hearing. n205 The State
granted the hearing and scheduled it for the following December. n206 The Jessons
were pleased with the structured educational program in which Casey was enrolled
and believed that it was benefiting Casey. n207 However, when the Jessons requested that the State postpone the Due Process hearing, the Derry School Superintendent ordered that Casey be removed from the special program and returned to mainstream classroom education. n208 Furthermore, at a
January 1988 meeting, held to develop a more permanent IEP for Casey, the Superintendent informed the Jessons that, because of their refusal to accept an IEP that included the requirement that Casey take Ritalin, n209 he "would have no choice" but to suspend Casey for the remainder of the year. n210 At a
hearing before the entire school board, the suspension was reduced to twenty days, commencing on April 12, 1988. n211 At the Due Process Hearing, held on
April 26, 1988 at Mrs. Jesson's request, the Hearing Officer found that Casey's suspension violated his Due Process rights. n212 The officer also
concluded that the imposition of forced days off was a violation, but found that the
rest of the IEP, including the compulsory administration of medication, was appropriate. n213 The Jessons appealed. n214
At trial, several experts testified about the dangers of indiscriminate Ritalin treatment, and voiced their opinion that the Derry School District
had not adequately researched Casey's troubles before requiring [*1201] his medication. n215 The court found that, whereas the recommendations made
by the team at Children's Hospital called for the administration of chemical intervention by trained professionals, with concomitant observation and modification of treatment as circumstances demanded, it was inappropriate
for the Derry School District to condition Casey's education on the use of a treatment that his parents opposed. n216 The court held that Casey
Jesson's right to a "free appropriate public education" could not be premised on the condition that he be medicated in such manner. n217
VII. Discussion
As the foregoing cases illustrate, absent a legitimate state interest, n218 an individual possesses the right to be free from forced
administration of psychotropic drugs. n219 This right is recognized as an aspect of the constitutional right to privacy n220 and bodily integrity. n221 There [*1202] have been to date only two legal theories under which the United
States Supreme Court has found that state interest is sufficiently legitimate to justify forced drugging: the states' police power n222 and its parens
patriae power. n223 In addition, the EHA requirement that the state provide an education to all handicapped children in the least restrictive environment possible n224 may provide the state with a legitimate economic interest
in keeping victims of such a comparatively trivial handicap in mainstream classrooms. n225 These three rationales are all potentially at work in
the involuntary use of Ritalin on hyperactive children.
A. The Police Power
The Supreme Court has approved the use of physical n226 or chemical
n227 restraints in situations where the restrained individual poses a threat to himself or others. n228 However, the courts have flatly rejected the use
of restraints solely for the purpose of institutional convenience. Purely
economic considerations, such as the need to hire more guards or to provide
additional training to existing staff fall under this prohibition. n229 The question
with hyperactive children is whether their behavior reaches a level that is so disturbing that it constitutes the threat of violent behavior, either to themselves or others, sufficient to warrant these types of restraint.
Hyperactive children are by nature overtly physical. n230 They can
find it difficult to deal with stressful situations, n231 and usually revert
[*1203] swiftly to crude, physical means of achieving their goals. n232 It is not inconceivable that such a propensity for physical violence could in extreme
circumstances justify the use of some form of restraint on students wishing
to participate in public education. n233 If this restraint takes the form of
drug therapy, it should necessarily involve periodic reviews by qualified
physicians to determine whether the drug is having the desired effect, or whether it
is still necessary at all. n234 This was the same type of procedure used by
the defendants in Harper. n235 The Harper Court found that such a procedure provided an adequate safeguard against the use of drugs solely as a means
of administrative convenience. n236
The Harper n237 and Romeo n238 decisions are particularly well
suited to provide comparative analogies between the use of the police power to
justify the forced use of drugging in a hospital or prison setting, and the same
practice in an educational setting. The concerns for treatment and institutional
control play a central role in all three settings. n239 Each institution is
trying to use the most efficient means at its disposal to deal with the problem of an unruly denizen. In Romeo, the solution was physical restraint during
critical times. n240 Harper received drugs that produced a dramatic change in his
very consciousness. n241 Both practices had the desired effect of neutralizing
the threat posed by the patient/inmate. n242 Hyperactive children fall
somewhere in between these two scenarios, and in cases where a child poses a threat
of extreme violence, it is difficult to argue against the state's police power
to restrain him or her in some way. However, in the overwhelming majority of
cases, the potential for violence is not nearly as immediate in the case of
hyperactive children as in violent patients or prisoners. n243 This [*1204]
presents an entirely different situation from that of an adult with an established
pattern of violent behavior. Harper was a full grown man with a history of
violence. n244 Romeo had previously reacted violently to other patients and staff - punching and kicking - and had landed himself in a medical ward with a
broken arm when the restraints were first applied. n245 The Court, in upholding
the validity of each type of restraint, n246 used a rational basis test,
n247 premised upon the state's legitimate interest in protecting other patients
and staff. n248
However, with most hyperactive children, the actual threat of violence
is greatly reduced. n249 The fact that a hyperactive child may resort to a physical solution may make them bullies, but it should not put them in the
same class as the violently insane. Annoying they may be, but "it is clear that
the threat of harm to self or others does not include the mere potential for throwing pen caps or erasers." n250 While it may justify the forced use
of Ritalin in extreme cases, the police power does not grant the state across
the board authority to require restraint - chemical or otherwise - of hyperactive children. [*1205]
B. The Parens Patriae Power
The requirement that a child take Ritalin also could be based on the
state's parens
patriae power. n251 This authority requires the state to show that the incompetent patient would submit to the treatment were he able to make the choice himself. n252 There are, however, two fundamental flaws in this rationale when dealing with hyperactive schoolchildren. The first is that
in order for it to be a valid exercise of parens patriae power, there must be
a showing that the proposed treatment is in the best medical interest of the recipient. n253 In the case of hyperactive children, medical and
educational findings do not support this requirement. n254 Studies show that while
the child may sit still longer, he may not be absorbing information in any meaningful way. n255
The second flaw is less abstract. In cases involving an exercise of the parens
patriae power, the affected individual is usually a ward of the state,with no one to speak on their behalf. n256 The state is essentially
acting as a
guardian of the incompetent patient when it exercises this power. n257
With many hyperactive children, such guardianship is unnecessary given that a
parent will usually be available to fulfill this role. State "protection" in such
cases is redundant, and may in effect act only as an encumbrance to the will of
both parent and student. For the forgoing two reasons, it is unlikely that the
parents patriae
power by itself could ever justify state drugging of a hyperactive child.
C. Educational Rights Under the EHA v. Economic Considerations
The narrow range of circumstances under which the state can forcibly
require the use of behavior modifying drugs suggests that the number of hyperactive children involuntarily placed on Ritalin should be extremely small. The
numbers, however, show skyrocketing Ritalin use, n258 and increased parental
complaints of pressure by school administrators to keep their children on the drug.
n259 Is such an occurrence the result of flagrant disregard for the protections afforded by the [*1206] EHA? There does appear to be evidence suggesting
this may indeed be happening in some circumstances. n260 But there may also be
a deeper reason underlying this short-circuiting of the EHA. This effect may
be a result of the sweeping design of the EHA itself, and will be addressed at
the end of this section. n261
The EHA, as currently interpreted, provides only that children be given equal access to educational training. n262 There is no requirement that
this access be at all participatory. When a hyperactive child's parents decide
that they would rather not medicate their child, they are generally afforded two alternatives. n263 Their child may either be suspended for the
disciplinary problem he creates in the classroom, or he can be placed in a remedial
class, which may or may not provide an educational program appropriate for his
needs. n264 This choice, or lack thereof, constitutes a type of "constructive
coercion" against the parents to maintain their child on the drug. Although the
Supreme Court has yet to rule on this typ of constructive coercion, case law to
date indicates that neither of the two non-Ritalin alternatives is legal under
the EHA.
n265
In Honig v. Doe, n266 the Court held that, prior to being suspended
for disciplinary reasons, a student receiving an education under the EHA was entitled to prior notice and hearing. n267 Doe was an emotionally
disturbed child who experienced extreme difficulty socializing with his peers. n268
His suspension was precipitated by two rather noteworthy violent attacks. The
first attack occurred when Doe tried to strangle one of his classmates during an argument. n269 Doe was removed from class, and the second of these
attacks occurred as a teacher was escorting him to the principal's office.
Apparently deciding to make a break for it, Doe assaulted the teacher and broke one of
the school's windows. n270 His attempt was unsuccessful. n271
Doe was first suspended, then expelled. n272 He filed suit claiming
that his suspension and possible expulsion was in violation of the EHA, and that
he was entitled to stay in school pending the outcome of these [*1207] proceedings. n273 The Supreme Court agreed. n274 Procedural imperatives under the EHA are not satisfied with the mere design and implementation of
an IEP.
When a child's education deviates from the plan - for any reason - he is entitled to additional procedural protection under Honig. n275 Such protections include notice and a hearing which includes parties involved in
the initial IEP development for the child, n276 not merely the perfunctory procedure mandated in Goss v. Lopez. n277 In the case of hyperactive
children wishing to discontinue medication, constructive coercion in the form of automatic suspension or removal to any other educational setting is a
violation of the procedural safeguards given by the EHA.
Furthermore, there are substantive considerations that can play a part.
Even in cases where school districts do adhere to EHA procedural requirements,
there is still an issue as to the appropriateness of such disciplinary action
where the complained of behavior - here the constant activity and inattention of
the hyperactive child - is a result or manifestation of the child's handicap itself. n278 Although the Honig Court did not engage in such an analysis,
the lower court did. In Doe v. Maher, n279 the United States Court of Appeals
for the Ninth Circuit held that the EHA prohibits a handicapped student from
being expelled for behavior which was a manifestation of his handicap. n280 The court arrived at this conclusion through an analysis of the purpose,
history and application of the EHA. n281 Like the plaintiffs in the Honig case, hyper [*1208] active children engage in disruptive behavior as a manifestation
of their handicap. n282 They too face exclusion from education in the form
of serial suspensions throughout the school year. n283 In Doe, the court
noted that the plaintiff's guardians had not been informed of their right to
challenge the school board's decision. n284 It is conceivable that this same
problem could be occurring where parents decide to discontinue Ritalin treatment.
n285 This possibility is enhanced by the novelty of drug treatments as a
component of an IEP. n286 Proper procedure in such a situation could well be confusing, both to school administrators as well as parents, and could cause parents
to unquestioningly accept the school's authority in such circumstances.
Although more problematic, the same analysis also applies to the hyperactive child who is allowed to remain in school, but is placed in a class that
doesn't meet his needs. Placement in a class that fails to meet his needs would
surely constitute a change in placement under the EHA, and should be impermissible
if it is based on behavior that is a manifestation of the hyperactivity.
n287 Determination of whether such a class fulfills or fails the needs of a hyperactive child are probably best made on a case by case basis, with the
ideal being a class specifically designed for hyperactive children, structured to their needs. Economic burden alone is an insufficient excuse for school districts to refuse such accommodation. n288
One problem may be that the EHA, a sweeping piece of legislation
designed to completely revolutionize the education of handicapped youngsters, n289
may actually be too inclusive for its intended purpose. n290 The statute's
mandate to identify and accommodate each and [*1209] every learning impaired
child n291 may be too broad, and produce an unanticipated strain on a system
whose resources are notoriously limited. n292 As noted in Rowley, n293 our educational system cannot adequately cope with the burden that an
idealistic reading of the EHA would impose. n294 Consequently, administrators have
come to regard cost effectiveness as one of the more important criteria in
evaluating a
given educational plan. n295 This cost-benefit approach to educating our children is legitimate; given the sheer number of students the system must
cope with, it is rational to attempt to provide the greatest number of them with
the most adequate education feasible. However, such a practice ceases to be a solution when cost-cutting practices violate not only the laws under which
they evolved, but also underlying Constitutional rights that in many ways form
the basis for a free society.
VIII. Conclusion
The decision whether to drug a child is, and should be, a difficult one. Such a decision affects the child's present educational opportunity and,
more importantly, his health. It may also affect the child's ability to come to
grips with his own personal developmental challenges. Any state attempt to
regulate a child's behavior through chemical means, absent exigent circumstances, is a violation of the United States Constitution and should not be allowed.
More fundamentally, the legal issues surrounding the uses and abuses of Ritalin itself may ultimately be of little significance. The underlying political and social causes of such practices - the idea that to be
different is to be bad, and that the State is to be the maker of such decisions - are potentially of much more consequence for a free society. Such concepts are antithetical to the moral and ethical foundations of our legal system. It
should disturb and alarm us that, whether intentionally or not, such lessons are
now part of the curriculum in our schools.
FOOTNOTES:
n1. There is some controversy about the exact numbers. This is due in
large part to disagreement among professionals as to the exact nature of the
disorder, its symptoms, and even the possibility of there being several different disorders to which we currently apply the label hyperactivity. See American Psychiatric Association, Diagnostic and Statistical Manual of Mental
Disorders 50 (3d ed. rev. 1987) hereinafter DSM-III-R; American Medical Association, Encyclopedia of Medicine 552 (Charles B. Clayman ed., 1989) hereinafter AMA Encyclopedia; Peter Schrag & Diane Divoky, The Myth of the Hyperactive
Child 16 (1975); Dorothea M. Ross & Sheila A. Ross, Hyperactivity: Current Issues, Research and Theory 1 (2d ed. 1982); Daniel J. Safer & Richard P. Allen, Hyperactive Children: Diagnosis & Management 21 (1976); Dennis P. Cantwell, Epidemiology, Clinical Picture and Classification of the Hyperactive Child Syndrome, in The Hyperactive Child 4 (Dennis P. Cantwell ed., 1974); Carol
K. Whalen & Barbara Henker, The Social Ecology of Psychostimulant Treatment: A Model of Conceptual and Empirical Analysis, in Hyperactive Children: The
Social Ecology of Identification and Treatment 4 (Carol K. Whalen & Barbara Henker eds., 1980) hereinafter Hyperactive Children; Russell A. Barkley,
Hyperactive Children: A Handbook for Diagnosis and Treatment 7 (1981); Paul H. Wender,
M.D., Minimal Brain Dysfunction in Children 60 (1971).
n2. DSM-III-R, supra note 1, at 50; see also AMA Encyclopedia, supra note
1, at 552. The condition seems to worsen when the child is forced to work in
group conditions such as a classroom. Id.
n3. See Barbara K. Keogh & Catherine J. Barkett, An Educational Analysis
of Hyperactive Children's Achievement Problems, in Hyperactive Children, supra
note 1, at 259. "For some teachers the primary goal of intervention with Ritalin
or behavior modification with hyperactive children is to gain behavioral
control and to improve the child's classroom social behavior." Id. at 282.
n4. Schrag & Divoky, supra note 1, at 65. Schrag and Divoky also trace
this labelling
of children to ad campaigns run by drug companies which manufacture the "cures" for such behavioral disorders. "In many respects, the cure
preceded the ailment.... CIBA-Geigy promoted Ritalin - its league-leading drug for hyperactive children - for use with children who exhibited "functional
behavior problems,' a category so vague that no child need be excluded." Id. at 57.
Since 1972, the federal government has prohibited such drug companies from
promoting drugs like Ritalin directly to teachers and schools. Id. For a further
history of the drug's development, promotion and regulation, see Barkley, supra
note 1, at 190.
n5. Schrag & Divoky, supra note 1, at 65; see also Valerie J. v. Derry
Coop. Sch.
Dist., 771 F. Supp. 483 (D.N.H. 1991).
n6. See Ross & Ross, supra note 1, at 17. Ross and Ross argue that,
although children generally share the same characteristic symptoms of hyperactivity, there are numerous and unique underlying causes. Psychostimulant treatments
like Ritalin produce a dramatic drop in these symptoms, satisfying the demands
of an educational setting. However, such treatments do little, if anything, to actually cure a child. See also Arthur M. Bolter, The Therapeutic Use of Methylphenidate (Ritalin) in the Private Practice of Pediatrics, in
Amphetamine Use, Misuse, and Abuse 153-54 (David E. Smith ed., 1979):
Hyperkinesis is a symptom of an underlying disorder for which we still do
not have a total understanding or management.... ....
... In Britain this syndrome is rarely diagnosed in children of normal intelligence .... The diagnosis is most often made in mentally retarded children, and it is felt that hyperkinesis may not constitute a distinct syndrome. Id.
n7. Schrag & Divoky, supra note 1, at xiv-xv:There is a spreading ideology of "early intervention" and "treatment" in
which the language, and often, the techniques of medicine are used extensively to serve the purposes of social control.... Increasingly it pervades all the
major institutions dealing with the young: schools, probation departments,
clinical, the federal government and the growing scientific and corporate
establishment conducting research in the proliferating "syndromes" and "diseases" of nonconformity.Id.
n8. Ross & Ross, supra note 1, at 181; Safer & Allen, supra note 1, at
47; Barkley, supra note 1, at 189.
n9. As manufactured by the CIBA-Geigy Pharmaceutical Company, Summit, New Jersey. 46 Physicians' Desk Reference 880 (1992).
n10. Schrag & Divoky, supra note 1, at 89; Safer & Allen, supra note 1,
at 52; Ross & Ross, supra note 1, at 181.
n11. Barkley, supra note 1, at 189; Safer & Allen, supra note 1, at 47; Barbara Fish, Stimulant Drug Treatment of Hyperactive Children, in The Hyperactive Child 109, 111 (Dennis P. Cantwell ed., 1975).
n12. See Barkley, supra note 1, at 190.
n13. Barkley, supra note 1, at 197; see also Fish, supra note 11, at 115.
n14. See Barkley, supra note 1, at 188-89 (chart listing twelve different studies finding Ritalin to have had no significant effect on academic performance); Ross & Ross, supra note 1, at 207.
n15. Schrag & Divoky, supra note 1, at 80; Barkley, supra note 1, at 197.
n16. Safer & Allen, supra note 1, at 50. "Those children who improve,
improve in nearly all measurable categories of behavior, at school and at home .... Adults find that they can better tolerate the child on medication, and can
help him more. The child becomes happier, more motivated, more successful, and
better accepted." Id.
n17. Schrag & Divoky, supra note 1, at 84; Safer & Allen, supra note 1,
at 58; Barkley, supra note 1, at 193. Such side-effects include loss of
appetite and weight, incoherent babbling, paranoia, lethargy, irritability,
increased aggression, weakness, uncontrollable screaming, and visual and tactile hallucination. In addition, there is evidence indicating long-term exposure leads to psychological dependence. Schrag & Divoky, supra note 1, at 85-86.
n18. Such alternatives include special education for both parents and
child, behavior modification therapy and structured learning environments. See
Schrag & Divoky,
supra note 1, at 71; Ross & Ross, supra note 1, at 213; Plaintiff's Trial Memorandum at 27, Valerie J. v. Derry Coop. Sch. Dist., 771 F. Supp.
483 (D.N.H.
1991).
n19. Safer & Allen, supra note 1, at 56; Schrag & Divoky, supra note 1,
at 74.
n20. Schrag & Divoky, supra note 1, at 74; Valerie J. v. Derry Coop. Sch. Dist., 771 F. Supp. 483 (D.N.H. 1991); Randall Richard, Drugs for Children
-
Miracle or Nightmare?, Providence J., Feb. 8, 1972, at 1; see also Andrew
Blum, Legal Fight Looms over Ritalin, Nat'l L.J., Nov. 16, 1987, at 3; Andrew
Blum, Legal Attack on Ritalin Expands, Nat'l L.J., Nov. 23, 1987, at 16; Lisa
Berg, Ritalin Under Fire, A.B.A. J., Nov. 1, 1988, at 19; Andrew Blum, Lawsuits
over Ritalin Expand to Massachusetts, Nat'l L.J., Mar. 28, 1988, at 41.
n21. See Schrag & Divoky, supra note 1, at 74; Safer & Allen, supra note
1, at 56.School pressure on the physician to prescribe usually occurs in association
with a
suspension. Infrequently, some school officials may even indicate to parents that the child will only be readmitted to school if he is on medication.
Others forcefully indicate the child must behave differently in school when (and
if) he returns; otherwise he will be suspended quickly again and possibly
expelled. This threat challenges the doctor and parents to think of a dramatic,
rapid, relatively inexpensive solution. In this age of high drug use, pills come
to mind quickly.
Safer & Allen, supra note 1, at 56.
n22. See infra notes 71-113 and accompanying text for a discussion of
these rights.
n23. The legislation referred to is the Education of the Handicapped Act,
20 U.S.C.
1400-1420 (1991). See infra notes 134-89 and accompanying text for an overview of the Act. See infra notes 259-87 and accompanying text for an analysis of how the Act applies in the case of students whose handicap
causes them disciplinary problems.
n24. See infra notes 33-70 and accompanying text.
n25. See infra notes 71-133 and accompanying text.
n26. Youngberg v. Romeo, 457 U.S. 307 (1982); see infra notes 120-26 and accompanying text.
n27. Washington v. Harper, 494 U.S. 210 (1990); see infra notes 98-113
and accompanying text.
n28. See infra notes 218-57 and accompanying text; see also Plaintiff's
Trial Memorandum at 24-28, Valerie J. v. Derry Coop. Sch. Dist., 771 F. Supp. 483 (D.N.H.
1991).
n29. Education of the Handicapped Act, 20 U.S.C. 1400-1420 (1991).
n30. Valerie J. v. Derry Coop. Sch. Dist., 771 F. Supp. 483 (D.N.H.
1991); see infra notes 191-218 and accompanying text.
n31. See infra notes 218-95 and accompanying text.
n32. Lawyers' Medical Cyclopedia Drugs in Litigation 419 (Richard M. Patterson ed., 1990) hereinafter Drugs in Litigation. There are, however, certain instances in which use of the drug is contraindicated, such as
where the patient displays marked anxiety, tension, agitation or glaucoma. Id.
n33. See Schrag & Divoky, supra note 1, at 43.
n34. DSM-III-R, supra note 1, at 50; see also AMA Encyclopedia, supra
note 1, at 552.
n35. AMA Encyclopedia, supra note 1, at 552. The primary complications of
the syndrome are academic and social difficulties, as the hyperactive child is unable to meaningfully interact with teachers or other students in a
traditional classroom setting. DSM-III-R, supra note 1, at 51.
n36. AMA Encyclopedia, supra note 1, at 552; see also Barkley, supra note
1, at 38; Ross & Ross, supra note 1, at 12.
n37. AMA Encyclopedia, supra note 1, at 552.
n38. See supra notes 36-37 and accompanying text.
n39. AMA Encyclopedia, supra note 1, at 552.
n40. See Schrag & Divoky, supra note 1, at 71.
n41. See AMA Encyclopedia, supra note 1, at 552.
n42. See Safer & Allen, supra note 1, at 52. Other popular drugs for this
use are Cyclert and Dexedrine. Id.
n43. Schrag & Divoky, supra note 1, at 89. Schrag and Divoky credit this success on an aggressive marketing campaign by Ritalin's manufacturer, CIBA-Geigy, aimed at pediatric physicians, emphasizing not only the drug's efficacy, but its wide range of applications. Id. Certainly another reason, however, is the fact that Ritalin is far more effective than Dexedrine,
while having fewer side-effects. See Safer & Allen, supra note 1, at 52.
n44. AMA Encyclopedia,
supra note 1, at 942.
n45. Id. These drugs
"reduce drowsiness and increase alertness by their action on the reticular
activating system in the brain stem.... Possible adverse effects include shaking,
nervousness, sleeping problems, hallucinations, paranoid delusions, and
seizures. Long-term use may lead to tolerance ... and drug dependence." Id. It
should be noted that clinical names for drugs are never capitalized (being nothing
more than chemical designations), whereas brand names for such drugs, like Ritalin
and Dexedrine, are always capitalized.
n46. Drugs in Litigation,
supra note 32, at 419.
n47. Id.; Schrag & Divoky,
supra note 1, at 84; L. Alan Stroufe & Mark A. Stewart, Treating Problem
Children with Stimulant Drugs, 289 New Eng. J. Med. 407 (Aug. 1973). "Some
researchers think that hyperactive children are overaroused and that
amphetamines reduce arousal; others believe the opposite." Id.
n48. Drugs In Litigation,
supra note 32, at 419.
n49. Barkley, supra note
1, at 227-28.
n50. Id. at 228; see also
Safer & Allen, supra note 1, at 50; Wender, supra note 1, at 90.
n51. See Andrew Blum,
Legal Attack on Ritalin Expands, Nat'l L.J., Nov. 23, 1987, at 16.
n52. Id.
n53. See id.; see also
Virginia S. Cowart, The Ritalin Controversy: What's Made this Drug's Opponents
Hyperactive?, JAMA, May 6, 1988, at 259.
n54. See Blum, supra note
51, at 16.
n55. See id. See supra
note 1 for the DSM-III-R definition of hyperactivity that is at issue in this
case.
n56. See Blum, supra note
51, at 16.
n57. Commonwealth v.
Matthews, 548 N.E.2d 843 (Mass. 1990). Rod Matthews was convicted as an adult of
murdering his friend and classmate Shaun Ouillette with a baseball bat. Lawyers for
Matthews argued diminished capacity brought on by the mind-altering affects of
Ritalin. The jury was not convinced. Id.
n58. See Cowart, supra
note 53, at 259.
n59. See supra note 17 for
an illustrative listing of such side-effects.
n60. See Safer & Allen,
supra note 1, at 56; Schrag & Divoky, supra note 1, at 74-75.
n61. See Barkley, supra
note 1, at 189 (also noting a 400% increase in the number of children taking
stimulant drugs between 1970 and 1981).
n62. Fish, supra note 11,
at 111-12. "The change is very rapid when it works, and one doesn't have to keep
children on medication for a long time to find out whether it is the right drug
or not." Id.
n63. Schrag & Divoky,
supra note 1, at 73; Safer & Allen, supra note 1, at 56 (noting that such reliance
occurs only infrequently).
n64. Schrag & Divoky,
supra note 1, at 73. See supra note 18 for an illustrative listing of some
alternative forms of therapy.
n65. Schrag & Divoky,
supra note 1, at 74; Richard, supra note 20, at 1.
n66. Schrag & Divoky,
supra note 1, at 74. One child was placed in a large cardboard box during school
hours. Id.
n67. Schrag & Divoky,
supra note 1, at 75 (citations omitted).
n68. Id. at 76.
n69. Id. at 106.
The question of dependency on
drugs such as Ritalin quickly turns from a medical into a political question
whose very definition involves not merely the psychological state of the
patient but also the social and political impositions
of the society and its
institutions.... In all such cases of liberty, this one has implications for every
member of the population, not merely those who are chemically incarcerated....
It is the ideology of drugging, the idea that people can and should be chemically
managed, that represents the most pervasive imposition on personal
liberty and the most dangerous extension of authority. The ... counterargument that
a certain drug isn't hurting a certain child ... and that one should not
sacrifice his well-being to some political abstraction, is itself a disguised
political argument in defense of the standards that determine his ... success.
The argument seems to prove that while the child may not become dependent on the
drug, those who recommend and defend it already are. Id.
n70. See infra notes
71-133 and accompanying text.
n71. See Cruzan v.
Director, Missouri Dep't of Health, 110 S. Ct. 2841, 2866 n.6 (1990).
Under traditional tort law,
exceptions have been found only to protect dependent children. See Cruzan v.
Harmon, 760 S.W.2d 408, 422 n.17 (Mo. 1988) (citing cases where Missouri courts
have ordered blood transfusions for children over the religious objection of
parents); see also Winthrop University Hospital v. Hess, 490 N.Y.S.2d 996 (Sup.
Ct. Nassau Co. 1985) (court ordered blood transfusion for religious
objector because she was the mother of an infant and had explained that her
objection was to the signing of the consent, not the transfusion itself);
Application of President & Directors of Georgetown College, Inc., 331 F.2d 1000, 1008
(D.C. Cir.), cert. denied, 377 U.S. 978 (1964) (blood transfusion ordered for
mother of infant). Cf. In re Estate of Brooks, 205 N.E.2d 435, 441-42 (1965)
(finding that lower court erred in ordering a blood transfusion for a woman -
whose children were grown - and concluding: "Even though we may consider
appellant's beliefs unwise, foolish or ridiculous, in the absence of an overriding
danger to society we may not permit interference therewith in the form of a
conservatorship established in the waning hours of her life for the sole
purpose of compelling her to accept medical treatment forbidden by her religious
principles, and previously refused by her with full knowledge of the probable
consequences.').
Id. at 2866 n.6; see also
Tune v. Walter Reed Army Med. Hosp., 602 F. Supp. 1452, 1455 (D. D.C. 1985)
("It is a well-established rule of general law ... that it is the patient, not
the physician, who ultimately decides if treatment - any treatment - is to be
given at all.... The rule has never been qualified in its application by either
the nature or purpose of the treatment, or the gravity of the consequences of
acceding to or foregoing it."); Downer v. Veilleux, 322 A.2d 82, 91 (Me. 1974) ("The
rationale of this rule lies in the fact that every competent adult has the
right to forego treatment, or even cure, if it entails what for him are intolerable
consequences or risks, however unwise his sense of values may be to others.").
n72. Winston v. Lee, 470
U.S. 753 (1985) (surgical operation to remove a bullet from a criminal
suspect's body implicated Fourth Amendment rights against unreasonable searches and
seizures).
n73. 381 U.S. 479 (1965).
n74. Winston v. Lee, 470
U.S. 753 (1985); see also Washington v. Harper, 494 U.S. 210 (1990); Youngberg
v. Romeo, 457 U.S. 307 (1982); Vitek v. Jones, 445 U.S. 480 (1980). This right
may only be exercised by parents on behalf of their child if such refusal does
not endanger the health and welfare of the child. See supra note 71.
n75. Washington v. Harper,
494 U.S. 210 (1990); Youngberg v. Romeo, 457 U.S. 307 (1982). See infra notes
120-26 and accompanying text for a discussion of Youngberg and notes 98-113
and accompanying text for a discussion of Harper.
n76. See Vitek v. Jones,
445 U.S. 480, 491-94 (1980); Youngberg v. Romeo, 457 U.S. 307, 316 (1982); Parham
v. J.R., 442 U.S. 584, 600-01 (1979).
n77. Vitek v. Jones, 445
U.S. 480 (1980).
n78. Cf. In re Schuoler,
723 P.2d 1103 (Wash. 1986) (right to refuse electroconvulsive therapy is
a fundamental liberty).
n79. Washington v. Harper,
494 U.S. 210 (1990); Mills v. Rogers, 457 U.S. 291 (1982); In re Guardianship
of Roe, 421 N.E.2d 40 (Mass. 1981); Large v. Superior Court, 714 P.2d 399 (Ariz.
1986) (en banc); Riese v. St. Mary's Hosp. & Med. Ctr., 243 Cal. Rptr. 241
(Cal. Ct. App. 1988), review granted but dismissed, 774 P.2d 698 (1989); People v.
Medina, 705 P.2d 961 (Colo. 195) (en banc); Rogers v. Commissioner of Dep't of
Mental Health, 458 N.E.2d 308 (Mass. 1983); Rivers v. Katz, 495 N.E.2d 337
(N.Y. 1986); In re Mental Health of K.K.B., 609 P.2d 747 (Okla. 1980).
n80. The decision to
forcibly medicate involuntary patients or inmates is generally made by medical
personnel who take into account the nature of the prisoner's illness and the
needs for institutional safety. In the majority of cases, the treatment does
indeed provide the patient with genuine relief. However, arguments have been
made that prisons and mental hospitals, facing budgetary problems, rely on
such chemicals, without regard to medical consequences, primarily to
mentally "hobble" patients. See Harper, 494 U.S. at 244-45 (Stevens, J.,
dissenting). "Use of psychotropic drugs, the State readily admits, serves to ease the
institutional and administrative burdens of maintaining prison security
and provides a means of managing an unruly prison population and preventing
property damage." Id.; Jami Floyd, Comment, The Administration of
Psychotropic Drugs to Prisoners: State of the Law and Beyond, 78 Calif. L. Rev. 1243, 1248
(1990).
The widespread use of
psychotropic drugs in prisons presents a correspondingly high opportunity for abuse.
The drugs themselves are highly dangerous, and they may be forced onto prisoners
for behavior control or administrative convenience and not necessarily for
medical treatment.... Prisons are institutions of discipline and control;
psychotropic medication should be offered in an atmosphere of treatment and
consent. The line between the treatment of mental illness and the chemical
control of behavior is a fine one and the temptation to use psychotropic drugs
improperly in prison is great: drugs are more efficient than physical restraints and
require less commitment of staff and time. Furthermore, prisons are
closed institutions to which the public and media have limited access, such that
abuses can go unnoticed.
Id. Similarly, arguments that
stimulant drugs such as Ritalin benefit the child academically seem unfounded.
The chief reason for the drugs' popularity appears to be the "chill out" effect
on children. See Barkley, supra note 1, at 197-201:
Neither short-term nor
long-term studies supports any utility of the stimulants in improving academic
performance.... Studies of teacher-child interactions bear out our original findings
that the stimulant drugs improve compliance to commands to hyperactive
children and increase their responsiveness to interaction with others....
Behavioral approaches can produce remarkable improvements in academic
achievement and productivity - something that remains to be demonstrated for the
stimulant drugs. Id.
n81. Psychotropic
medication refers to any drug prescribed to modify behavior, thinking, or
feelings. Antipsychotic, mood stabilizers, antidepressants, and
antianxiety/sedative agents are specific classes of psychotropic drugs. Robert
Byck, Drugs and the Treatment of Psychiatric Disorders, The
Pharmacological Basis of Therapeutics 152 (Louis S. Goodman & Alfred Gilman eds., 5th ed.
1975). Though antipsychotic drugs are a subclass of psychotropic drugs, these
terms are often used interchangeably. Id.; Frederick Meyers et al., Review of
Medical Pharmacology 251 (7th ed. 1980).
n82. 634 F.2d 650 (1st
Cir. 1980).
n83. Id. at 653.
n84. Id.
n85. Id. (citing Parham v.
J.R., 442 U.S. 584, 626 (1979) (Brennan, J., dissenting on other
grounds)); Rennie v. Klein, 462 F. Supp. 1131, 1144-45 (D.N.J. 1978) (on motion for
preliminary injunction); In re Mental Health of K.K.B., 609 P.2d 747 (Okla.
1980); Superintendent of Belchertown v. Saikewicz, 370 N.E.2d 417 (Mass. 1977);
cf. Ingraham v. Wright, 430 U.S. 651, 673 (1977) ("Among the historic
liberties protected by the Due Process Clause was a right to be free from ...
unjustified intrusions on personal security."); Breithaupt v. Abram, 352 U.S. 432, 439
(1957) (right of an individual that his person be held inviolable). See
generally Note, Developments in the Law: Civil Commitment of the Mentally Ill, 87 Harv.
L. Rev. 110, 1194-96 (1974).
n86. Rogers v. Okin, 478
F. Supp. 1342, 1367 (D. Mass. 1979), aff'd in part, rev'd in part, 634 F.2d 650
(1st Cir. 1980), cert. granted, 451 U.S. 906 (1981), and vacated sub nom Mills v.
Rogers, 457 U.S. 291 (1982). "The power to produce ideas is fundamental to our
cherished right to communicate and is entitled to constitutional protection."
Id.; see also Scott v. Plante, 532 F.2d 939, 946 (3d Cir. 1976); Winters v.
Miller, 446 F.2d 65 (2d Cir.), cert. denied, 404 U.S. 985 (1971); Bee v. Greaves, 744
F.2d 1387, 1392-94 (10th Cir. 1984), cert. denied, 469 U.S. 1214 (1985)
(constitutional right to refuse medication grounded in right to be free from
government interference with production and communication of ideas, right to privacy,
right to be free from bodily restraints, right to make one's own decisions,
and right to personal dignity and bodily integrity). See generally Bruce J.
Winick, The Right to Refuse Mental Health Treatment: A First Amendment Perspective,
44 U. Miami L. Rev. 1 (1989).
n87. Rogers v. Okin, 634
F.2d 650, 654 n.2 (1980), cert. granted, 451 U.S. 906 (1981), and vacated sub
nom Mills v. Rogers, 457 U.S. 291 (1982).
n88. Id. at 654.
n89. Id. at 654, 656.
n90. See id. at 654-57.
n91. Id. at 657.
Today, however, due in large
part to the development of numerous drugs for treating mental illness, the
possibility of improvement as a result of forced treatment is relatively
substantial. Given such a possibility, and confronted with the often severe
suffering of individuals afflicted with mental illness, the state today finds its
interest in being able to offer meaningful assistance to the individual even more
substantial than it was in previous times. However, for the state to invoke this
interest as a justification for the administration of treatment that could
represent substantial intrusions upon the individual, the individual himself must
be incapable of making a competent decision concerning treatment on his
own. Otherwise, the very justification for the state's purported exercise
of its parens patriae power - its citizen's inability to care for himself would be
missing. Therefore, the sine qua non for the state's use of its parens
patriae power as justification for the forceful administration of
mind-affecting drugs is a determination that the individual to whom the drugs are to be
administered lacks the capacity to decide for himself whether he should take the
drugs.
Id. (citations omitted).
n92. Okins v. Rogers, 451
U.S. 906 (1981), vacated sub nom Mills v. Rogers, 457 U.S. 291 (1982).
n93. Mills v. Rogers, 457
U.S. 291, 297-98 (1982).
n94. Id. at 305.
N95. In re Guardianship of
Roe, 421 N.E.2d 40 (Mass. 1981). The Massachusetts Supreme Judicial Court
determined that a non-institutionalized but mentally incompetent person had a
protected liberty interest in refusing antipsychotic medication both under the
common law of Massachusetts as well as under federal and state constitutional
grounds. Id. at 42.
n96. Mills v. Rogers, 457
U.S. 291, 300-01 (1982).
n97. Id. at 303, 306. The
Court remanded the case in order to provide greater, not less,
protection to the liberty interest of patients to refuse antipsychotic medication.
The existence of such a right has never seriously been doubted by the courts. The
issue, rather, has been the level of state interest necessary to overcome such a
right, as well as the procedural due process an individual must receive
before he may justly be deprived of it.
n98. 494 U.S. 210 (1990).
n99. Id. at 222. "The
extent of a prisoner's right under the Due Process Clause to avoid the unwanted
administration of antipsychotic drugs must be defined in the context of
the inmate's confinement." Id.
Prison administrators have
not only an interest in ensuring the safety of prison staffs and administrative
personnel, but the duty to take reasonable measures for the prisoners' own
safety. These concerns have added weight when a penal institution, like the
Special Offender Center, is restricted to inmates with mental illnesses. Where an
inmate's mental disability is the root cause of the threat he poses to the
inmate population, the State's interest in decreasing the danger to others necessarily
encompasses an interest in providing him with medical treatment for his
illness.
Id. at 225-26 (citations
omitted).
n100. Id. at 214 n.2.
n101. Id. at 214-16.
Special Offender Center
Policy 600.30 (SOC Policy 600.30) has both substantive and procedural components.
First, if a psychiatrist determines that an inmate should be treated with
antipsychotic drugs but the inmate does not consent, the inmate may be subjected to
involuntary treatment with the drugs only if he (1) suffers from a "mental
disorder" and (2) is "gravely disabled" or poses a "likelihood of serious harm"
to himself, others, or their property. Only a psychiatrist may order or
approve the medication. Second, an inmate who refuses to take the medication
voluntarily is entitled to a hearing before a special committee consisting of a
psychiatrist, psychologist, and the Associate Superintendent of the
Center, none of whom may be, at the time of the hearing, involved in the inmate's
treatment or diagnosis. If the committee determines by a majority vote that the
inmate suffers from a mental disorder and is gravely disabled or dangerous, the
inmate may be medicated against his will, provided the psychiatrist is in the
majority.
Id. at 215-16 (footnote
omitted).
n102. Harper, 494 U.S. at
217.
n103. Id. at 217.
n104. See supra note 101.
The hearing was to determine the medical necessity of drugging the inmate.
Harper contended that the rules of evidence should apply, and that a "clear,
cogent and convincing" standard be used in making the decision to drug. Harper,
494 U.S. at 235. The Supreme Court rejected this analysis, stating that "this
standard is neither required nor helpful when medical personnel are making
the judgment required by the regulations here." Id. (citing Vitek v. Jones, 445
U.S. 480, 494-95 (1980); Youngberg v. Romeo, 457 U.S. 307, 321-23 (1982)).
n105. See Harper, 494 U.S.
at 251 (Stevens, J., dissenting).
These decisionmakers have two
disqualifying conflicts of interest. First, the panel members must review
the work of treating physicians who are their
colleagues and who, in turn,
regularly review their decisions. Such an in-house system pits the interests of
an inmate who objects to forced medication against the judgment not only of his
doctor, but often his doctor's colleagues. Furthermore, the Court's
conclusion that "none of the hearing committee members may be involved in the
inmate's current treatment or diagnosis," overlooks the fact that Policy 600.30
allows a treating psychiatrist to partcipate in all but the initial 7-day medication
approval. This revolving door operated in Harper's case.
Id. at 251-52 (Stevens, J.,
dissenting) (quoting Harper, 494 U.S. at 233) (alterations in original);
see also id. at 251-52 n.22.
As regular SOC staff, 600.30
committee members are: "susceptible to implicit or explicit pressure for
cooperation ("If you support my orders, I'll support yours'). It is instructive
that month after month, year after year, this "review' panel always voted
for more medication - despite the scientific literature showing that
periodic respites from drugs are advisable and that prolonged use of
antipsychotic drugs is proper only when the medical need is clear and compelling."
Id. at 251-52 n.22 (quoting
Brief for American Psychological Association as Amicus Curiae, at 26-27,
Washington v. Harper, 494 U.S. 210 (1990) (No. 88-599)).
n106. Id. at 216.
n107. Id. at 221-22. "We
have no doubt that, in addition to the liberty interest created by the
State's Policy, respondent possesses a significant liberty interest in avoiding
the unwanted administration of antipsychotic drugs under the Due Process Clause
of the Fourteenth Amendment." Id. (citing Vitek v. Jones, 445 U.S. 480, 491-94
(1980); see Youngberg v. Romeo, 457 U.S. 307, 316 (1982); Parham v. J.R., 442
U.S. 584, 600-01 (1979)); see also Floyd, supra note 80, at 1267-68.
Justice Kennedy recognized
the prisoner's privacy right in Harper, relying several times upon Vitek v.
Jones, where the Court had earlier held that there was a protected liberty
interest in avoiding transfer from a prison to a mental hospital. "The stigmatizing
consequences of a transfer to a mental hospital for involuntary psychiatric
treatment, coupled with the subjection of the prisoner to mandatory behavior
modification as a treatment for mental illness, constitutes the kind of
deprivations of liberty that requires procedural protections."
The Vitek Court did not
address the possibility of forced treatment with psychotropic drugs. However,
such treatment is a far greater intrusion on privacy than the behavior
modification at issue in Vitek, because the latter does not touch the body and
has no chemical effect on the brain. Discussing the "grievous loss' incurred by
an inmate transferred to a mental hospital and subjected to behavior
modification, the Court noted that the due process clause would protect an ordinary
citizen subjected to these consequences. The Court concluded that "a convicted
felon also is entitled to the benefit of procedures appropriate in the
circumstances before he is found to have a mental disease and transferred to a mental
hospital. If the transfer to a mental hospital in Vitek was not "within the range of
conditions of confinement to which a prison sentence subjects an
individual,' then nor should the more intrusive forced administration of
psychotropic drugs be within that range. The liberty interest that protects prisoners and
ordinary citizens alike provides a basis for the prisoner's rejection of the
unwanted administration of psychotropic medication."
Floyd, supra note 80, at
1267-68 (quoting Vitek v. Jones, 445 U.S. 480, 492 (1980)).
n108. Harper, 494 U.S. at
222. The Court found that the policy comported with Harper's due process rights
to be free from such medication because it was reasonably related to the
state's legitimate interest in combatting the danger posed by a violent, mentally
ill inmate. Id. at 222-23.
n109. Id. at 217.
n110. Id. at 236. The
dissent criticized the Court's decision, arguing that the valid state interest in
restraining violent prisoners had been corrupted by institutional convenience:
The State, and arguably the
Court, allows the SOC to blend the state interests in responding to emergencies
and in convenient prison administration with the individual's interest in
receiving beneficial medical treatment. The result is a muddled rationale that
allows the "exaggerated response" of forced psychotropic medication on the basis of
purely institutional concerns. So serving institutional convenience
eviscerates the inmate's substantive liberty interest in the integrity of his body
and mind.
Id. at 249-50 (Stevens, J.,
dissenting).
n111. Id. at 231.
Notwithstanding the risks
that are involved, we conclude that an inmate's interests are adequately
protected, and perhaps better served, by allowing the decision to medicate to be
made by medical professionals rather than a judge. The Due Process Clause "has
never been thought to require that the neutral and detached trier of fact be
law trained or a judicial or administrative officer." Parham, 442 U.S. at 607.
Though it cannot be doubted that the decision to medicate has societal and
legal implications, the Constitution does not prohibit the State from permitting
medical personnel to make the decision under fair procedural mechanisms.
Id. (citing Parham, 442 U.S.
at 607-09; Youngberg v. Romeo, 457 U.S. 307, 322-23 (1982)).
n112. See id. at 225.
There are few cases in which
the State's interest in combating the danger posed by a person to both himself
and others is greater than in a prison environment, which, "by definition," is
... made up of persons with "a demonstrated proclivity for antisocial
criminal, and often violent, conduct." We confront here the State's
obligations, not just its interests.... Prison administrators have not only an interest in
ensuring the safety of prison staffs and administrative personnel,
but the duty to take reasonable measures for the prisoners' own safety. These
concerns have added weight when a penal institution ... is restricted to inmates
with mental illnesses. Where an inmate's mental disability is the root cause
of the threat he poses to the inmate population, the State's interest in
decreasing the danger to others necessarily encompasses an interest in providing him
with medical treatment for his illness.
Id. at 225-26 (quoting Hudson
v. Palmer, 468 U.S. 517, 526 (1984)) (citations omitted).
n113. Id. at 227.
We hold that, given the
requirements of the prison environment, the Due Process Clause permits the State to
treat a prison inmate who has a serious mental illness with antipsychotic
drugs against his will, if the inmate is dangerous to himself or others and the
treatment is in the inmate's medical interest.
Id.; see also Vitek v. Jones,
445 U.S. 480 (1980), in which the Court, in dicta, stated:
None of our decisions holds
that conviction for a crime entitles a State not only to confine the
convicted person but also to determine that he has a mental illness and to subject him
involuntarily to institutional care in a mental hospital. Such consequences
visited on the prisoner are qualitatively different from the punishment
characteristically suffered by a person convicted of crime. Our cases recognize as much
and reflect an understanding that involuntary commitment to a mental
hospital is not within the range of conditions of confinement to which a
prison sentence subjects an individual.... A criminal conviction and sentence of
imprisonment extinguish an individual's right to freedom from confinement for
the term of his sentence, but they do not authorize the State to classify him as
mentally ill and to subject him to involuntary psychiatric treatment
without affording him additional due process protections.
Vitek, 445 U.S. at 493-94
(citing Baxstrom v. Herold, 383 U.S. 107 (1966); Specht v. Patterson, 386
U.S. 605 (1967); Humphrey v. Cady, 405 U.S. 504 (1972); Jackson v. Indiana, 406 U.S.
715, 724-25 (1972)). The intrusiveness of forced drugging has been compared
to both electroshock therapy and lobotomy:
The Washington Supreme Court
properly equated the intrusiveness of this mind altering drug treatment with
electroconvulsive therapy or psychosurgery. It agreed with the Supreme
Judicial Court of Massachusetts' determination that the drugs have a " "profound
effect' " on a person's " "thought processes' " and a " "well-established likelihood
of severe and irreversible adverse side effects,' " and that they therefore
should be treated " "in the same manner we would treat psychosurgery or
electroconvulsive therapy.' " There is no doubt, as the State Supreme Court and other
courts that have analyzed the issue have concluded, that a competent individual's
right to refuse such medication is a fundamental liberty interest deserving
the highest order of protection.
Harper, 494 U.S. at 240-41
(Stevens, J., dissenting) (quoting Harper v. State, 759 P.2d 358, 362 (Wash.
1988) (quoting In re Guardianship of Roe, 421 N.E.2d 40, 53 (Mass. 1981)))
(citations omitted) (footnote omitted). For a list of cases holding that an
individual has a fundamental liberty interest in refusing medication, see Harper, 494
U.S. at 241 n.9 (Stevens, J., dissenting).
n114. 442 U.S. 584 (1979).
n115. Id. at 608.
n116. Id.
n117. Id. at 587-88. J.R.
sought a "declaratory judgment that Georgia's voluntary commitment
procedures for children under the age of 18 violated the Due Process Clause of the
Fourteenth Amendment, and requested an injunction against their future
enforcement." Id. at 588. Section 88-503.1 of the Georgia Code provided that:
The superintendent of any
facility may receive for observation and diagnosis ... any individual under 18
years of age for whom such application is made by his parent or guardian .... If
found to show evidence of mental illness and to be suitable for treatment, such
person may be given care and treatment at such facility and such person may
be detained by such facility for such period and under such conditions as may
be authorized by law.
Ga. Code 88-503.1 (1975).
Section 88-503.2 provided that "the superintendent of the facility shall discharge
any voluntary patient who has recovered from his mental illness or who has
sufficiently improved that the superintendent determines that
hospitalization of the patient is no longer desirable." Id. 88-503.2.
n118. Parham, 442 U.S. at
600.
n119. Id. at 606-07.
n120. 457 U.S. 307 (1982).
n121. Id. at 309.
n122. Id.
n123. Id. at 310-11.
n124. Id. at 320 (quoting
Poe v. Ullman, 367 U.S. 497, 542 (1961) (Harlan, J., dissenting)).
n125. Id.
n126. Id. at 321.
n127. 419 U.S. 565 (1975).
n128. Id. at 574. "These
young people do not "shed their constitutional rights' at the school house
door." Id. (quoting Tinker v. Des Moines Indep. Community Sch. Dist., 393
U.S. 503, 506 (1969)).
n129. Id. at 568-71.
n130. Id. at 581.
Requiring effective notice
and informal hearing permitting the student to give his version of the events
will provide a meaningful hedge against erroneous action. At least the
disciplinarian will be alerted to the existence of disputes about facts and arguments
about cause and effect. He may then determine himself to summon the accuser,
permit cross-examination, and allow the student to present his own witnesses.
In more difficult cases, he may permit counsel. In any event, his discretion
will be more informed and we think the risk of error substantially reduced.
Id. at 583-84.
n131. Id. at 574.
n132. Goss, 419 U.S. at
579.
Students facing suspension
and the consequent interference with a protected property interest must be
given some kind of notice and afforded some kind of hearing .... The timing and
content of the notice and the nature of the hearing will depend on appropriate
accommodation of the competing interests involved .... The student's interest
is to avoid unfair or mistaken exclusion from the educational process, with
all of its unfortunate consequences. The Due Process Clause will not shield him
from suspensions properly imposed, but it disserves both his interest and the
interest of the State if his suspension is in fact unwarranted .... The risk of
error is not at all trivial, and it should be guarded against if that may
be done without prohibitive cost or interference with the educational process
.... Some modicum of discipline and order is essential if the educational
function is to be performed. Events calling for discipline are frequent
occurrences and sometimes require immediate, effective action .... The prospect of
imposing elaborate hearing requirements in every suspension case is viewed
with great concern, and many school authorities may well prefer the untrammeled
power to act unilaterally, unhampered by rules about notice and hearing. But it
would be a strange disciplinary system in an educational institution if
no communication was sought by the disciplinarian with the student in an
effort to inform him of his dereliction and to let him tell his side of the story
in order to make sure that an injustice is not done .... Students facing
temporary suspension have interests qualifying for protection of the Due
Process Clause, and due process requires, in connection with a suspension of 10 days
or less, that the student be given oral or written notice of the charges
against him and, if he denies them, an explanation of the evidence the authorities
have and an opportunity to present his side of the story. The Clause requires
at least these rudimentary precautions against unfair or mistaken findings of
misconduct and arbitrary exclusion from school.
Id. at 579-81 (citations
omitted).
n133. Id. at 584. "We
should also make it clear that we have addressed ourselves solely to the
short suspension, not exceeding 10 days. Longer suspensions or expulsions
for the remainder of the school term, or permanently, may require more formal
procedures." Id.
n134. 20 U.S.C. 1400-1485
(1988 & Supp. II 1990). The Act was amended in 1990 and renamed The Individuals
with Disabilities Act, or IDEA. 20 U.S.C. 1400(a) (Supp. II 1990). The 1990
Amendment changed all references to "Children with Handicaps" or "Handicapped
Children" to "Children with Disabilities." See Pub. L.
101-476 901(a)(3) (1990). Since the events which are the subject matter of this article occurred under
EHA rather than IDEA, the analysis will deal primarily with EHA.
n135. The right to a
hearing and the right to periodic review of the program in question are examples of
the procedural rights available to both classes. See supra notes 71-131 and
accompanying text for a discussion of these rights.
n136. 20 U.S.C. 1401.
n137. 20 U.S.C. 1401
(a)(18).
(18) The term "free
appropriate public education" means special education and related services that
(A) have been provided at
public expense, under public supervision and direction, and without
charge,
(B) meet the standards of
the State educational agency,
&nbs |